Securities and Futures Act: Primary legislation governing securities, futures, and investment products in Singapore. Regulates offering of investments and licensing requirements.
Companies Act: Core legislation governing corporate entities in Singapore, including their formation, operation, and dissolution.
Financial Advisers Act: Regulates financial advisory services and requirements for providing investment advice in Singapore.
Monetary Authority of Singapore Act: Establishes MAS's regulatory authority and oversight of financial institutions and markets.
MAS Guidelines: Regulatory guidelines on licensing, registration, and conduct of business for investment activities.
Code of Corporate Governance: Principles and guidelines for corporate governance standards in Singapore.
Practice Note 7.1: Guidelines on conducting due diligence for investment products and offerings.
Foreign Investment Act: Regulations governing foreign investments and ownership in Singapore businesses.
Contract Law: Common law principles governing formation and enforcement of contracts in Singapore.
Personal Data Protection Act: Legislation governing the collection, use, and disclosure of personal data in Singapore.
AML/CFT Regulations: Anti-Money Laundering and Countering the Financing of Terrorism regulations for investment transactions.
Industry-Specific Regulations: Additional regulations applicable to specific restricted industries or sectors.
