Employee Written Warning Form Template for England and Wales

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Key Requirements PROMPT example:

Employee Written Warning Form

"I need an Employee Written Warning Form for a warehouse worker who has had three instances of lateness in January 2025, with a specific focus on punctuality improvement over a three-month period and potential consequences if attendance doesn't improve."

Document background
The Employee Written Warning Form is a crucial document in the formal disciplinary process under English and Welsh employment law. It should be used when informal discussions have not resulted in the required improvement, or when the severity of the issue warrants immediate formal action. The document forms part of the employee's personnel record and may be referred to in future disciplinary proceedings or employment tribunal cases. It must comply with the ACAS Code of Practice and include specific details about the misconduct or performance issue, required improvements, timeframes, and consequences of non-compliance.
Suggested Sections

1. Employee Information: Full name, position, department, employee ID of the employee receiving the warning

2. Warning Details: Type of warning (verbal recorded/written/final), date issued, and reference number

3. Incident Description: Detailed account of the misconduct or performance issue that led to this warning

4. Required Improvements: Specific actions or changes required from the employee to address the issue

5. Timeframe: Period within which improvement must be demonstrated and duration of warning

6. Consequences: Clear statement of what will happen if improvement is not achieved or further incidents occur

7. Appeal Rights: Information about the employee's right to appeal and the appeal process

8. Signatures: Space for signatures of issuing manager, HR representative, and employee acknowledgment

Optional Sections

1. Previous Warnings: Details of any previous warnings still active - include when there is relevant disciplinary history

2. Support Measures: Additional training, support, or resources being offered to help employee improve

3. Investigation Summary: Brief overview of investigation conducted - include when formal investigation preceded warning

4. Data Protection Notice: Information about how the warning record will be stored and processed under GDPR

Suggested Schedules

1. Meeting Notes: Notes from disciplinary hearing or discussions leading to the warning

2. Supporting Evidence: Copies of relevant evidence supporting the reason for the warning

3. Relevant Policies: Copies of company policies or procedures that have been breached

4. Performance Records: Relevant performance reviews or incident reports supporting the warning

Authors

Alex Denne

Head of Growth (Open Source Law) @ Genie AI | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant Industries
Relevant Teams
Relevant Roles
Industries

Employment Rights Act 1996: Primary legislation establishing basic employment rights, requirements for fair disciplinary procedures, and employee's right to written particulars of employment

ACAS Code of Practice: Practical guidance for handling disciplinary situations, considered by tribunals and establishes principles of natural justice in disciplinary proceedings

Equality Act 2010: Ensures warnings are not discriminatory based on protected characteristics, requires reasonable adjustments for disabled employees, and protects against victimisation

GDPR and Data Protection Act 2018: Regulates disciplinary record storage and processing, defines data retention periods, and ensures employee privacy rights

Human Rights Act 1998: Ensures fair treatment, right to defend oneself, protects privacy rights, and ensures proportionate responses in disciplinary procedures

Right of Accompaniment: Employee's statutory right to be accompanied at disciplinary hearings by a trade union representative or work colleague

Written Warning Requirements: Must include clear description of misconduct/performance issue, specific improvement required, timeframe for improvement, and consequences of failure to improve

Appeal Rights: Employee's right to appeal against disciplinary decisions, including written warnings, must be clearly stated and process explained

Documentation Requirements: Need for proper documentation including signatures from both employer and employee, dates, and data protection statements

Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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