Gramm-Leach-Bliley Act (GLBA): Federal law that requires financial institutions to explain their information-sharing practices to their customers and to safeguard sensitive data
State Privacy Laws: Various state-specific regulations governing the collection, use, and protection of personal and financial information
GDPR Compliance: European Union data protection regulation that may apply if dealing with EU clients
CFPB Regulations: Consumer Financial Protection Bureau rules protecting consumers in the financial sector
FTC Guidelines: Federal Trade Commission guidelines for fair business practices and consumer protection
Dodd-Frank Act: Comprehensive financial reform legislation addressing consumer protection and financial stability
Investment Advisers Act of 1940: Federal law regulating investment advisers and their responsibilities if providing investment advice
State Financial Advisor Regulations: State-specific rules governing financial advisory services and licensing requirements
E-SIGN Act: Federal law ensuring the legality of electronic signatures and records in commercial transactions
Equal Credit Opportunity Act: Federal law prohibiting discrimination in credit transactions based on various protected characteristics
Fair Housing Act: Federal law prohibiting discrimination in housing-related financial services
Americans with Disabilities Act: Federal law requiring accessibility accommodations, including in financial services
