Securities and Futures Act (SFA): Primary legislation governing securities, futures, and investment management activities in Singapore. Covers licensing requirements, conduct of business, and regulatory compliance for investment managers.
Financial Advisers Act (FAA): Regulates financial advisory services in Singapore, including certain aspects of investment management when providing advice to clients.
Companies Act: Sets out corporate governance requirements and legal framework for companies operating in Singapore, including investment management firms.
Trust Companies Act: Governs trust business activities and may be relevant when investment management involves trust structures.
AML/CFT Regulations: Anti-Money Laundering and Countering the Financing of Terrorism regulations that must be incorporated into client onboarding and ongoing monitoring processes.
MAS Guidelines: Regulatory guidelines issued by the Monetary Authority of Singapore providing detailed requirements for investment managers.
Code on Collective Investment Schemes: Specific regulations governing the management of collective investment schemes and mutual funds in Singapore.
Personal Data Protection Act (PDPA): Governs the collection, use, and disclosure of personal data, which must be addressed in the contract's confidentiality and data handling provisions.
IMAS Guidelines: Industry standards and best practices issued by the Investment Management Association of Singapore.
International Sanctions Compliance: Requirements for compliance with international sanctions that affect investment activities and client acceptance.
Cross-border Investment Regulations: Rules governing international investment activities and cross-border transactions that must be considered in the investment mandate.
MAS Licensing Requirements: Specific licensing and business conduct requirements for investment managers under the SFA framework.
