Securities and Futures Act (SFA): Primary legislation governing capital markets, securities, and futures trading in Singapore. Essential for financial risk assessment frameworks.
Financial Advisers Act (FAA): Regulates financial advisory services in Singapore, including requirements for risk disclosure and assessment procedures.
Banking Act: Core legislation governing banking institutions and their risk management requirements in Singapore.
Monetary Authority of Singapore Act: Establishes MAS's regulatory authority and oversight of financial institutions' risk management practices.
MAS Guidelines on Risk Management Practices: Detailed guidelines for financial institutions on risk management frameworks, including credit, market, and operational risks.
MAS Notice 637: Specifies risk-based capital adequacy requirements for Singapore-incorporated banks, following Basel standards.
MAS Technology Risk Management Guidelines: Framework for managing technology risks in financial institutions, including cybersecurity and IT systems.
AML/CFT Regulations: Anti-Money Laundering and Countering the Financing of Terrorism regulations for risk assessment and compliance.
Personal Data Protection Act (PDPA): Governs the collection, use, and disclosure of personal data, affecting risk assessment procedures involving personal information.
MAS Notice 626: Specific requirements for banks regarding prevention of money laundering and terrorism financing risks.
Code of Corporate Governance: Guidelines for corporate governance standards affecting risk management and oversight responsibilities.
Basel Framework: International banking standards for risk management and capital adequacy requirements.
IFRS Standards: International Financial Reporting Standards affecting financial risk assessment and reporting requirements.
Enterprise Risk Management Framework: COSO/ISO 31000 standards for enterprise-wide risk management practices and assessments.
