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SLA Asset Management
"I need an SLA Asset Management agreement for our Nigerian investment firm to provide portfolio management services to institutional clients, particularly focusing on pension funds and including specific reporting requirements under Nigerian SEC regulations."
1. Parties: Identification and details of the service provider and client, including registered addresses and company registration numbers
2. Background: Context of the agreement and brief description of the parties' business relationship
3. Definitions: Detailed definitions of terms used throughout the agreement
4. Scope of Services: Detailed description of asset management services to be provided
5. Service Provider Obligations: Core responsibilities and commitments of the asset management service provider
6. Client Obligations: Responsibilities and commitments of the client
7. Service Levels: Specific performance metrics, KPIs, and service standards
8. Fees and Payment Terms: Pricing structure, payment schedule, and related financial terms
9. Reporting and Communication: Regular reporting requirements, meetings, and communication protocols
10. Compliance and Regulatory Requirements: Obligations under Nigerian law and regulatory framework
11. Confidentiality: Protection and handling of confidential information
12. Data Protection: Compliance with Nigerian Data Protection Regulation and data handling procedures
13. Risk Management: Risk assessment, mitigation strategies, and controls
14. Term and Termination: Duration of agreement and termination provisions
15. Liability and Indemnification: Limitation of liability and indemnification obligations
16. Dispute Resolution: Process for handling disputes and applicable jurisdiction
17. General Provisions: Standard boilerplate clauses including notices, amendments, and governing law
1. Force Majeure: Provisions for unforeseen circumstances preventing performance, used when specifically requested or in high-risk environments
2. Insurance: Specific insurance requirements, included when dealing with high-value assets or regulatory requirements
3. Intellectual Property Rights: IP protection clauses, included when proprietary systems or software are involved
4. Business Continuity: Disaster recovery and business continuity requirements, for critical service arrangements
5. Anti-Money Laundering: AML compliance provisions, included for financial services arrangements
6. Environmental, Social and Governance (ESG): ESG requirements and reporting, included when relevant to investment strategy
7. Transition Services: Provisions for service transition at termination, included for complex service arrangements
1. Schedule 1 - Service Description: Detailed breakdown of services and specific asset management activities
2. Schedule 2 - Service Levels and KPIs: Detailed performance metrics, measurement methods, and reporting requirements
3. Schedule 3 - Fee Schedule: Detailed fee structure, calculations, and payment terms
4. Schedule 4 - Authorized Personnel: List of key personnel and their roles from both parties
5. Schedule 5 - Reporting Requirements: Templates and specifications for required reports
6. Schedule 6 - Asset Categories: Categorization and handling requirements for different asset types
7. Appendix A - Technical Requirements: Technical specifications for systems and interfaces
8. Appendix B - Compliance Checklist: Regulatory and compliance requirements checklist
9. Appendix C - Emergency Contacts: Emergency contact information and escalation procedures
Authors
Assets Under Management
Authorized Personnel
Business Day
Client
Commencement Date
Confidential Information
Control
Custodian
Data Protection Laws
Effective Date
Fees
Force Majeure Event
Good Industry Practice
Governing Body
Initial Term
Investment Guidelines
Investment Objectives
Key Performance Indicators
Material Adverse Effect
Net Asset Value
Performance Standards
Personal Data
Portfolio
Regulatory Authority
Renewal Term
Reporting Period
Representatives
SEC
Service Credits
Service Levels
Service Provider
Services
SLA
Term
Termination Date
Third Party
Working Hours
Asset Classes
Benchmark
Compliance Requirements
Critical Service Levels
Emergency
Escalation Procedure
Investment Strategy
Loss
Management Fee
Performance Fee
Permitted Investments
Risk Management Framework
Service Failure
Service Level Credits
Service Reports
Trading Instructions
Valuation Date
Investment Committee
Nigerian Business Day
Related Party
Security Interest
Sub-contractor
Transaction Documents
Scope of Services
Service Levels
Performance Metrics
Regulatory Compliance
Investment Authority
Asset Management
Portfolio Management
Risk Management
Reporting Requirements
Fees and Expenses
Payment Terms
Client Obligations
Service Provider Obligations
Representations and Warranties
Confidentiality
Data Protection
Intellectual Property
Record Keeping
Audit Rights
Force Majeure
Term and Duration
Termination
Consequences of Termination
Liability and Indemnification
Insurance
Business Continuity
Dispute Resolution
Governing Law
Assignment
Subcontracting
Notices
Amendment
Severability
Entire Agreement
Anti-Money Laundering
Conflict of Interest
Service Credits
Personnel
Escalation Procedures
Security
Transition Services
Financial Services
Banking
Investment Management
Insurance
Pension Management
Wealth Management
Private Equity
Real Estate
Infrastructure
Corporate Services
Legal
Compliance
Risk Management
Operations
Client Services
Investment Management
Portfolio Administration
Financial Control
Performance Analytics
Client Reporting
Business Development
Asset Administration
Asset Manager
Portfolio Manager
Investment Director
Compliance Officer
Risk Manager
Operations Director
Client Relationship Manager
Legal Counsel
Financial Controller
Investment Analyst
Chief Investment Officer
Chief Operating Officer
Head of Asset Management
Service Delivery Manager
Performance Analyst
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