Dodd-Frank Act: The Dodd-Frank Wall Street Reform and Consumer Protection Act provides regulatory framework for financial risk transfers and establishes oversight mechanisms
State Insurance Laws: State-specific insurance regulations and licensing requirements, as insurance and risk transfer is primarily regulated at the state level
Uniform Commercial Code: Provides the fundamental framework for business contracts and transactions in the United States, including risk transfer agreements
SEC Regulations: Securities and Exchange Commission regulations that apply when risk transfer involves securities or security-like instruments
Internal Revenue Code: Federal tax provisions relating to risk transfer arrangements and their tax implications
Banking Regulations: Federal and state banking regulations that apply when financial institutions are involved in risk transfer agreements
Environmental Protection Laws: Federal and state environmental regulations that must be considered when environmental risks are being transferred
OSHA Regulations: Occupational Safety and Health Administration regulations affecting workplace safety risk transfers
Bankruptcy Code: Provisions affecting risk transfer arrangements in case of insolvency or bankruptcy of involved parties
Antitrust Laws: Including Sherman Act and Clayton Act, ensuring risk transfer agreements don't create anti-competitive conditions
State Corporate Laws: State-specific regulations governing corporate authority to enter into risk transfer agreements and corporate governance requirements
Statute of Frauds: State law requirements regarding which contracts must be in writing to be enforceable
