Securities Act of 1933: Federal regulation that applies if the life settlement is considered a security, requiring registration and disclosure requirements
Securities Exchange Act of 1934: Federal regulation governing secondary market trading and broker-dealer requirements for life settlements
Dodd-Frank Act: Wall Street Reform and Consumer Protection Act provisions affecting financial transactions including life settlements
Anti-Money Laundering Regulations: Federal requirements to prevent money laundering in financial transactions including life settlements
HIPAA: Health Insurance Portability and Accountability Act governing privacy and security of medical information in life settlement transactions
State Life Settlement Laws: State-specific regulations governing life settlement transactions, including licensing, disclosure requirements, and consumer protections
NAIC Model Act: National Association of Insurance Commissioners Model Act providing framework for state regulation of life settlements
NCOIL Model Act: National Conference of Insurance Legislators Life Settlement Model Act providing alternative framework for state regulation
Internal Revenue Code: Federal tax provisions affecting the taxation of life settlement transactions
State Insurance Laws: State-specific insurance regulations affecting life settlement transactions and insurance policies
State Privacy Laws: State-specific requirements for protecting personal and financial information in life settlement transactions
State Licensing Requirements: State-specific licensing requirements for life settlement providers, brokers, and other participants
