Introducing Broker Agreement Template for New Zealand

1. Non-Competition: Restricts the introducing broker from competing activities - include when exclusivity is required

2. Training and Support: Details training and support provisions - include when the primary broker provides extensive support services

3. Marketing and Promotion: Specifies marketing guidelines and approval processes - include when the introducing broker will conduct marketing activities

4. Insurance Requirements: Stipulates required insurance coverage - include when specific insurance requirements are needed

5. Service Levels: Defines specific performance metrics - include when quantitative service levels are required

6. White Labeling: Addresses white-label service arrangements - include when services will be white-labeled

7. Data Protection: Detailed data protection obligations - include when handling significant personal data

8. Force Majeure: Addresses unforeseen circumstances - include when required for risk allocation

1. Commission Structure: Detailed breakdown of commission rates, tiers, and calculation methods

2. Approved Products and Services: List of financial products and services the introducing broker is authorized to promote

3. Territory Definition: Detailed description of geographical or client segment boundaries

4. Compliance Procedures: Specific compliance requirements and procedures to be followed

5. Required Documentation: Templates and forms for client onboarding and transactions

6. Service Level Requirements: Detailed performance metrics and reporting requirements

7. Marketing Guidelines: Specific requirements for marketing materials and approval processes

8. Technical Requirements: IT systems, security, and connectivity requirements