Broker Contract Agreement Template for New Zealand

1. Anti-Money Laundering Compliance: Detailed AML obligations when the broker deals with financial transactions requiring AML compliance

2. Intellectual Property: Protection of IP rights when the broker creates or uses proprietary systems or materials

3. Insurance Requirements: Specific insurance obligations when the broker needs professional indemnity or other coverage

4. Non-Compete and Non-Solicitation: Restrictions on competition and client solicitation where market protection is needed

5. Sub-Contracting: Terms for engaging sub-contractors if the broker may delegate services

6. Marketing and Branding: Guidelines for using client branding and marketing materials if relevant

7. Data Protection and Privacy: Detailed privacy obligations when handling significant personal data

8. Force Majeure: Provisions for unforeseen circumstances when needed for high-value or critical services

1. Schedule 1 - Services Description: Detailed description of brokerage services and service levels

2. Schedule 2 - Fee Schedule: Detailed breakdown of fees, commission structures, and payment terms

3. Schedule 3 - Compliance Procedures: Specific compliance procedures and requirements

4. Schedule 4 - Territory and Market Segment: Definition of geographical areas and market segments covered

5. Appendix A - Required Registrations and Licenses: List of required regulatory registrations and licenses

6. Appendix B - Reporting Templates: Standard templates for regular reporting requirements

7. Appendix C - Contact Details: Key contact information for both parties

8. Appendix D - Code of Conduct: Specific behavioral and ethical requirements