Introducing Broker Agreement Template for Germany

1. Non-Competition: Restrictions on competitive activities, used when exclusivity is required

2. Marketing and Promotion: Rules for marketing activities and use of promotional materials

3. Training Requirements: Specific training obligations for the introducing broker's staff

4. Insurance Requirements: Mandatory insurance coverage specifications

5. Dispute Resolution: Alternative dispute resolution procedures, if preferred over court litigation

6. Force Majeure: Provisions for extraordinary events affecting performance

7. Service Levels: Specific performance metrics and standards

8. Regulatory Reporting: Additional reporting requirements beyond standard obligations

1. Schedule 1 - Services Description: Detailed description of introducing broker services and procedures

2. Schedule 2 - Compensation Structure: Detailed fee calculations, commission rates, and payment terms

3. Schedule 3 - Compliance Procedures: Specific compliance requirements and procedures

4. Schedule 4 - Required Documentation: List of required documents for client onboarding

5. Schedule 5 - Approved Marketing Materials: Pre-approved marketing content and usage guidelines

6. Appendix A - Contact Details: Key contacts and escalation procedures

7. Appendix B - Technical Requirements: Any technical specifications or system requirements

8. Appendix C - Reporting Templates: Standard formats for required reports and notifications