Introducing Broker Agreement Template for Netherlands

1. Non-Solicitation: Restrictions on soliciting clients or employees, used when parties want to protect their client/employee base

2. Marketing and Promotion: Rules for marketing activities and use of promotional materials, included when broker will conduct marketing

3. Training Requirements: Specific training obligations for broker's staff, included when receiving firm requires certain training standards

4. Insurance Requirements: Specific insurance coverage requirements, included for higher-risk relationships

5. Service Level Agreement: Detailed service performance metrics, included when specific performance standards are required

6. White Labeling: Terms for white-label services, included when broker will use receiving firm's services under their own brand

7. Multi-Currency Provisions: Specific provisions for handling multiple currencies, included for international arrangements

1. Schedule 1 - Fee Schedule: Detailed breakdown of commission rates, fees, and calculation methods

2. Schedule 2 - Approved Jurisdictions: List of jurisdictions where broker is authorized to introduce clients

3. Schedule 3 - Client Qualification Criteria: Detailed criteria for acceptable clients and due diligence requirements

4. Schedule 4 - Operating Procedures: Detailed procedures for client introductions, documentation, and ongoing management

5. Schedule 5 - Compliance Procedures: Specific compliance requirements and procedures

6. Appendix A - Required Client Documentation: Templates and forms required for client onboarding

7. Appendix B - Marketing Guidelines: Approved marketing practices and materials

8. Appendix C - Technology Requirements: Technical specifications for any required software or systems integration