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International Broker Agreement
"I need an International Broker Agreement for my fintech company to appoint an exclusive broker in Southeast Asia, with specific provisions for digital payment services and compliance with both New Zealand and local financial regulations."
1. Parties: Identification of the principal company and the broker, including full legal names, registration numbers, and registered addresses
2. Background: Context of the agreement, brief description of the parties' businesses, and purpose of the brokerage relationship
3. Definitions: Detailed definitions of key terms used throughout the agreement
4. Appointment and Scope: Terms of the broker's appointment and detailed scope of authorized services
5. Territory and Exclusivity: Definition of geographical areas where the broker may operate and any exclusivity arrangements
6. Broker's Obligations: Detailed responsibilities, performance standards, and compliance requirements
7. Principal's Obligations: Support, information, and resources to be provided by the principal
8. Compensation: Commission structure, payment terms, and calculation methods
9. Compliance and Regulations: Regulatory compliance requirements, including AML/CFT obligations and licensing requirements
10. Confidentiality: Protection of confidential information and trade secrets
11. Term and Termination: Duration of the agreement and circumstances for termination
12. Post-Termination Obligations: Obligations and restrictions after the agreement ends
13. Governing Law and Jurisdiction: Specification of New Zealand law as governing law and jurisdiction for disputes
14. General Provisions: Standard clauses including force majeure, notices, and amendments
1. Non-Competition: Restrictions on broker's ability to represent competitors, used when exclusivity is important
2. Intellectual Property: IP rights and usage terms, included when branded materials or proprietary systems are involved
3. Insurance: Specific insurance requirements, included for high-value or high-risk arrangements
4. Data Protection: Detailed data handling requirements, necessary when personal data processing is extensive
5. Training and Support: Details of training provided by principal, included for complex products or services
6. Marketing and Promotion: Guidelines for marketing activities, included when broker will conduct promotional activities
7. Minimum Performance Requirements: Specific performance targets, included when performance benchmarks are crucial
8. Sub-Brokers: Terms for appointing sub-brokers, included when sub-broker arrangements are permitted
1. Schedule 1 - Commission Structure: Detailed breakdown of commission rates, tiers, and calculation methods
2. Schedule 2 - Products and Services: Comprehensive list of products/services the broker is authorized to promote
3. Schedule 3 - Territory Details: Detailed description of geographical territories and any specific restrictions
4. Schedule 4 - Compliance Procedures: Step-by-step compliance procedures and requirements
5. Schedule 5 - Reporting Requirements: Templates and timing for required reports
6. Appendix A - Required Documentation: List of required documentation for customer onboarding
7. Appendix B - Marketing Guidelines: Detailed marketing and branding guidelines
8. Appendix C - Service Level Agreement: Specific performance metrics and service standards
Authors
Applicable Laws
Authorized Products
Broker
Broker Services
Business Day
Commencement Date
Commission
Confidential Information
Customer
Dispute
Effective Date
Financial Markets Authority
Force Majeure Event
Intellectual Property Rights
Key Performance Indicators
Licensed Activities
Marketing Materials
Net Revenue
Personal Information
Principal
Products
Regulatory Requirements
Related Companies
Regulatory Authority
Services
Sub-Broker
Term
Territory
Transaction
Working Hours
Client Money
AML/CFT Requirements
Due Diligence
Material Breach
Performance Targets
Qualifying Transaction
Reporting Period
Service Levels
Termination Date
Trade Secrets
Commission Period
Compliance Manual
Customer Documentation
Exclusivity Period
Operating Procedures
Scope of Authority
Territory
Exclusivity
Regulatory Compliance
Licensing Requirements
Commission
Payment Terms
Performance Standards
Reporting Requirements
Confidentiality
Data Protection
Non-Competition
Non-Solicitation
Representations and Warranties
Indemnification
Limitation of Liability
Insurance
Term
Termination
Force Majeure
Assignment
Intellectual Property
Marketing and Promotion
Sub-Brokers
Due Diligence
Anti-Money Laundering
Record Keeping
Audit Rights
Customer Complaints
Dispute Resolution
Governing Law
Jurisdiction
Notices
Entire Agreement
Severability
Variation
Counterparts
Third Party Rights
Time of Essence
Survival
Cooperation
Training
Customer Onboarding
Service Levels
Financial Services
Insurance
Real Estate
International Trade
Commodity Trading
Investment Services
Securities Trading
Foreign Exchange
Import/Export
Business Services
Legal
Compliance
International Business Development
Sales
Finance
Risk Management
Operations
Commercial
Business Relations
Partner Management
Chief Executive Officer
Head of International Business
Legal Counsel
Compliance Officer
Business Development Manager
International Sales Director
Contract Manager
Risk Manager
Chief Financial Officer
Relationship Manager
Broker Relations Manager
Operations Manager
Commercial Director
Regional Manager
Channel Partner Manager
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