Securities Act of 1933: Federal law that regulates the offering and sale of securities, requiring registration and disclosure of financial and other significant information about the securities being offered
Securities Exchange Act of 1934: Federal law governing secondary trading of securities, establishing the SEC, and requiring periodic reporting for public companies
Sarbanes-Oxley Act 2002: Federal law establishing enhanced corporate accountability standards for public companies, including requirements for internal controls and financial reporting
Dodd-Frank Act: Comprehensive financial reform legislation affecting corporate governance and transparency requirements
State Corporation Laws: State-specific laws governing corporate formation, operation, and governance (e.g., Delaware General Corporation Law)
Blue Sky Laws: State-level securities laws regulating the offering and sale of securities to protect investors from fraudulent activities
Articles of Incorporation: Foundational document filed with the state establishing the corporation and its basic structure and rights
Corporate Bylaws: Internal rules governing the corporation's operation, management, and shareholder rights
Stock Exchange Requirements: Rules and regulations imposed by stock exchanges for listed companies regarding corporate governance and shareholder rights
Internal Revenue Code: Federal tax laws affecting the tax implications of shareholder agreements and stock transfers
Clayton Act: Federal antitrust law prohibiting anti-competitive mergers and corporate practices
Sherman Act: Primary federal antitrust law prohibiting monopolistic business practices and anti-competitive behavior
SEC Regulations: Rules and requirements established by the Securities and Exchange Commission governing securities transactions and corporate disclosures
State Contract Laws: State-specific laws governing contract formation, enforcement, and interpretation
