Broker Contract Agreement Template for United Arab Emirates

1. Non-Competition: Restrictions on broker's activities with competitors - include when exclusivity is required

2. Islamic Finance Compliance: Specific provisions ensuring compliance with Sharia principles - include for Islamic financial products

3. Sub-Brokers: Terms for engaging sub-brokers - include when sub-broking is permitted

4. Marketing and Branding: Rules for using principal's brand - include for consumer-facing brokers

5. Technology and Systems: Requirements for using specific platforms or systems - include for digital/online brokerage

6. Training Requirements: Mandatory training provisions - include for complex products or services

7. Performance Metrics: Specific KPIs and performance standards - include for volume-based relationships

8. Insurance Requirements: Specific insurance coverage requirements - include for high-risk activities

1. Schedule 1 - Commission Structure: Detailed breakdown of commission rates and calculation methods

2. Schedule 2 - Service Level Agreement: Detailed service standards and performance metrics

3. Schedule 3 - Compliance Requirements: Specific regulatory and compliance obligations

4. Schedule 4 - Required Licenses: List of required licenses and registrations

5. Schedule 5 - Approved Sub-Brokers: List of pre-approved sub-brokers if applicable

6. Appendix A - Required Forms: Standard forms and documentation required for operations

7. Appendix B - Broker's Credentials: Copies of broker's licenses and certifications

8. Appendix C - Reporting Templates: Standard reporting formats and requirements