Securities Exchange Act 1934: Federal law governing securities transactions - must be considered if the introduction involves securities transactions or broker-dealer activities
Investment Advisers Act 1940: Federal regulation for investment advisers - relevant when introductions are related to investment services or advisory
Foreign Corrupt Practices Act: Anti-bribery legislation that must be considered when dealing with international introductions or foreign business partners
Anti-Kickback Statute: Federal law prohibiting payment for referrals in healthcare - crucial for healthcare sector introductions
State Broker-Dealer Regulations: State-specific rules governing broker-dealer activities and registration requirements
State Finder's Fee Regulations: State-level laws governing the payment of finder's fees and introduction fees
State Business Opportunity Laws: State regulations governing business opportunity transactions and related disclosures
State Licensing Requirements: Various state-specific licensing requirements for different types of introduction services
FINRA Regulations: Financial Industry Regulatory Authority rules governing financial services introductions and referrals
Real Estate Broker Regulations: State-specific rules governing real estate introductions and broker activities
Stark Law: Federal law prohibiting physician self-referral - particularly relevant for healthcare sector introductions
Statute of Frauds: State law requirements for certain contracts to be in writing to be enforceable
FTC Regulations: Federal Trade Commission rules governing fair business practices and consumer protection
IRS Reporting Requirements: Federal tax reporting obligations for introduction fees and finder's fees, including Form 1099 requirements
