Federal Securities Laws: Primary federal regulations including Securities Act of 1933, Securities Exchange Act of 1934, Regulation D (Rules 504, 506(b), and 506(c)), Regulation A, and JOBS Act provisions
Blue Sky Laws: State-specific securities laws governing registration requirements, disclosure obligations, and exemptions that vary by jurisdiction
Corporate Law: State-specific corporation laws including Delaware General Corporation Law and other state incorporation statutes governing corporate structure and operations
Tax Laws: Internal Revenue Code, state tax regulations, and securities taxation provisions affecting investment structures and returns
Investment Company Act of 1940: Federal legislation regulating investment companies and their activities, which may apply depending on investment structure
Dodd-Frank Act: Wall Street Reform and Consumer Protection Act providing regulatory framework for financial markets and investor protection
Sarbanes-Oxley Act: Legislation governing corporate transparency and accountability, particularly relevant for publicly traded companies
Corporate Governance Requirements: Stock exchange rules, board composition requirements, and disclosure obligations governing corporate behavior and structure
Employment Laws: ERISA regulations and state employment laws particularly relevant when dealing with employee stock ownership aspects
Anti-fraud Provisions: Rule 10b-5 and state anti-fraud provisions designed to protect investors from fraudulent practices and misrepresentation
SEC Filing Requirements: Federal requirements for filing various forms and disclosures with the Securities and Exchange Commission
Foreign Investment Regulations: CFIUS and other regulations governing foreign investment in U.S. companies, including national security considerations
