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Introducer Agreement Commission
"I need an Introducer Agreement Commission for my fintech company to engage independent financial advisors who will refer potential clients to our investment platform, with a tiered commission structure based on investment value and a minimum commitment of 5 referrals per quarter starting January 2025."
1. Parties: Identification and details of the contracting parties
2. Background: Context and purpose of the agreement
3. Definitions: Key terms used throughout the agreement
4. Appointment and Scope: Terms of appointment and services to be provided
5. Commission Structure: Payment terms, calculation methods, and payment timing
6. Obligations of the Introducer: Duties and responsibilities of the introducing party
7. Term and Termination: Duration and termination provisions
1. Regulatory Compliance: Required if introductions involve regulated activities - includes FCA compliance requirements and regulatory obligations
2. Non-Solicitation: Restrictions on soliciting introduced clients and protection of business relationships
3. White Labelling: Provisions for branding and marketing when services are provided under the introducer's brand
1. Commission Rates Schedule: Detailed breakdown of commission structures and calculations
2. Service Level Agreement: Performance metrics and service standards
3. Compliance Requirements: Regulatory requirements and compliance procedures
4. Reporting Templates: Standard forms for reporting introductions and tracking commissions
Authors
Business Day
Client
Commission
Commencement Date
Confidential Information
Effective Date
Eligible Introduction
FCA
FSMA
Group
Initial Term
Intellectual Property Rights
Introduction
Introduced Client
Introducer
Introducer Services
Laws
Minimum Commission
Payment Date
Personal Data
Principal
Qualifying Introduction
Regulated Activities
Relevant Laws
Services
Successful Introduction
Term
Territory
Working Hours
Scope of Services
Introducer Obligations
Principal Obligations
Commission
Payment Terms
Regulatory Compliance
Representations and Warranties
Confidentiality
Data Protection
Intellectual Property
Non-Solicitation
Non-Competition
Term and Duration
Termination
Force Majeure
Assignment
Variation
Entire Agreement
Notices
Severability
Third Party Rights
Anti-Bribery
Anti-Money Laundering
Record Keeping
Audit Rights
Insurance
Indemnification
Limitation of Liability
Governing Law
Dispute Resolution
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