Federal Tax Laws: Internal Revenue Code considerations for tax implications and proper classification of contractor vs. employee status
Federal Trade Commission Act: Regulations governing fair business practices and consumer protection at the federal level
Securities Exchange Act: Federal regulations that may apply if advisory services involve securities-related matters
Investment Advisers Act of 1940: Federal law governing investment advisory services and related fiduciary responsibilities
State Contract Laws: State-specific regulations governing contract formation, enforcement, and interpretation
State Licensing Requirements: State-specific business and professional licensing requirements for advisory services
Common Law Contract Principles: Fundamental principles of contract formation, consideration, and enforcement under common law
Privacy Regulations: Including Gramm-Leach-Bliley Act and state-specific data privacy laws governing information protection
Intellectual Property Laws: Federal and state laws governing copyright, trade secrets, and patents that may affect advisory services
Professional Liability Laws: State-specific regulations regarding professional liability and industry-specific standards of care
Independent Contractor Regulations: Federal and state guidelines governing independent contractor classification and relationships
Fiduciary Duty Requirements: Legal obligations regarding duty of care, loyalty, and other fiduciary responsibilities in advisory relationships
