Sub Broker Agreement Template for United Arab Emirates

1. Non-Compete Provisions: Restrictions on competitive activities - include if required by business model

2. Training Requirements: Specific training obligations - include if main broker provides training

3. Marketing and Branding: Rules for using main broker's brand - include if sub-broker will use main broker's branding

4. Insurance Requirements: Specific insurance coverage requirements - include if not covered by main broker's policy

5. Data Protection: Specific data protection obligations - include if handling sensitive client data

6. Anti-Money Laundering: Detailed AML procedures - include if sub-broker handles client funds

7. Electronic Systems Access: Terms for using broker's electronic systems - include if providing system access

8. International Operations: Cross-border activities provisions - include if operating in multiple jurisdictions

1. Schedule 1 - Commission Structure: Detailed breakdown of commission rates, tiers, and calculation methods

2. Schedule 2 - Approved Activities: Comprehensive list of authorized brokerage activities and any restrictions

3. Schedule 3 - Compliance Procedures: Detailed compliance requirements and procedures

4. Schedule 4 - Required Licenses: List of required regulatory licenses and certifications

5. Schedule 5 - Reporting Requirements: Templates and procedures for regular reporting

6. Schedule 6 - Service Level Agreement: Performance metrics and service standards

7. Appendix A - Required Forms: Standard forms and documents required for operations

8. Appendix B - Contact Information: Key contacts at both organizations