Disciplinary Warning Form Template for United States

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Key Requirements PROMPT example:

Disciplinary Warning Form

"I need a Disciplinary Warning Form for a retail employee who has had three instances of tardiness in January 2025, with progressive discipline measures and a 30-day improvement period."

Document background
The Disciplinary Warning Form is a critical human resources document used across United States jurisdictions to formally document employee misconduct, performance issues, or policy violations. It serves as both a corrective tool and a legal record, protecting the interests of both employer and employee. This document should be used when verbal warnings have proven insufficient or when the severity of an incident requires immediate formal documentation. The form typically includes detailed information about the incident, previous warnings, required corrective actions, and timeline for improvement. It must comply with federal employment laws including Title VII of the Civil Rights Act, ADA, and NLRA, as well as state-specific employment regulations. The document creates an audit trail for progressive discipline and can be crucial in defending against wrongful termination claims or unemployment benefit disputes.
Suggested Sections

1. Employee Information: Basic details including employee name, ID, department, position, and supervisor

2. Incident Details: Specific description of the violation or behavior, including date, time, and location

3. Type of Violation: Classification of the infraction (e.g., attendance, performance, conduct)

4. Previous Warnings: Documentation of any prior disciplinary actions or warnings

5. Corrective Action Required: Specific steps the employee must take to address the issue

6. Timeline for Improvement: Clear deadlines for when improvements must be demonstrated

7. Consequences: Statement of potential consequences if behavior isn't corrected

8. Acknowledgment: Signatures section for employee, supervisor, and HR representative

Optional Sections

1. Performance Improvement Plan (PIP): Detailed plan for performance-related issues, used when specific metrics and milestones need to be established

2. Union Representative Section: Required for unionized workplaces, including space for union representative signature and comments

3. Employee Response: Optional space for employee to provide written response or explanation

4. Training Requirements: Used when additional training or education is part of the corrective action

5. Accommodation Considerations: Required when the issue may be related to disability or religious accommodations

Suggested Schedules

1. Incident Report: Detailed documentation of the specific incident(s) leading to the warning

2. Witness Statements: Written accounts from witnesses if applicable to the incident

3. Relevant Policy Documents: Copies of company policies that were violated

4. Performance Data: Supporting documentation for performance-related issues

5. Previous Warning Records: Copies of any previous disciplinary actions referenced in the warning

Authors

Alex Denne

Head of Growth (Open Source Law) @ Genie AI | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant Industries

Healthcare

Manufacturing

Retail

Technology

Financial Services

Education

Government

Hospitality

Construction

Transportation

Professional Services

Non-profit

Entertainment

Telecommunications

Energy

Relevant Teams

Human Resources

Legal

Compliance

Employee Relations

Operations

Management

Administration

Relevant Roles

Human Resources Manager

HR Director

HR Business Partner

Employee Relations Manager

Department Manager

Supervisor

Line Manager

Chief Human Resources Officer

HR Coordinator

HR Specialist

Compliance Officer

Department Director

General Manager

Operations Manager

Team Lead

Industries
Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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