Securities Exchange Act 1934: Federal law governing securities trading and public company requirements, relevant if the borrowing company is publicly traded
UCC Article 9: Uniform Commercial Code provisions governing secured transactions and lending arrangements across states
Federal Reserve Regulations: Guidelines and requirements set by the Federal Reserve regarding corporate borrowing and lending practices
Sarbanes-Oxley Act: Federal law establishing requirements for public company financial practices and corporate governance
Bank Secrecy Act: Federal law requiring financial institutions to assist government agencies in detecting and preventing money laundering
State Corporation Laws: State-specific regulations governing corporate formation, operations, and authority to borrow
State Banking Regulations: State-level requirements governing banking relationships and lending practices
State UCC Adoptions: State-specific versions and interpretations of the Uniform Commercial Code
Blue Sky Laws: State-specific securities laws regulating the offering and sale of securities
Articles of Incorporation: Company's founding document specifying corporate powers including borrowing authority
Corporate Bylaws: Internal rules governing company operations including authorization requirements for borrowing
Federal Reserve Board Requirements: Specific guidelines from the Federal Reserve Board regarding corporate borrowing and banking relationships
FDIC Regulations: Federal Deposit Insurance Corporation rules affecting banking relationships and lending practices
OCC Guidelines: Office of the Comptroller of the Currency guidelines governing national bank lending practices
Industry-Specific Regulations: Sector-specific rules and restrictions on corporate borrowing applicable to particular industries
