Define: Giving Information

How is Giving Information defined in a legal contract?

• Giving Information means assisting clients with information about financial instruments, structured deposits, investment services or ancillary services. This information can be either solicited by the client or provided proactively by the firm. It usually takes place during the process of the staff member providing any of the services and activities mentioned in section A and B of [appendix] MiFID II. Seen in 3 SEC filings.

Note: The Genie AI Legal Assistant pulled this data out of the SEC EDGAR Database of 500,000 records from the past 22 years of filings. We regularly update this page as new filings and definitions come in.

Search EDGAR for 'Definitions of giving information' yourself to verify these results. We are always keen to point people to source documents.

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Which definition should you use?

🤔 Our AI Legal Assistant has combined and improved the above descriptions to create market-standard 'Genie definitions' below, with guidance on which documents and which industry to use for each.

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Genie Definition 1

Giving Information means supplying clients with knowledge about financial, deposit, service, or ancillary offerings as part of a firm's activities.

Relevant Contract Types

• Non-Disclosure Agreement
• Service Agreement
• Investment Agreement
• Partnership Agreement
• Consulting Agreement

Relevant Circumstances

• When a business is providing new services or products
• When a client is considering investing in financial products or services
• When a partnership between two entities involves the sharing of services or ancillary offerings

Relevant Sectors

• Financial Services
• Consulting
• Technology
• Banking
• Insurance

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