Alex Denne
Growth @ Genie AI | Introduction to Contracts @ UCL Faculty of Laws | Serial Founder

Company Shares 101 (UK)

9 Jun 2023
29 min
Text Link

Note: Links to our free templates are at the bottom of this long guide.
Also note: This is not legal advice

Introduction

The power of shares as a form of investment is undeniable, and many are turning to them to secure their financial future and potentially even increase their wealth. Shares allow people to become partial owners of a company, entitled to dividends or capital gains plus the right to participate in the company’s decision-making process. But more than just money, owning and trading shares can also give investors an inside look at how a business is performing, useful for assessing risks and rewards in any sector or industry they’re looking into. On top of that, share ownership carries with it certain tax benefits like reduced rates or offset losses against profits - offering ways for investors to optimise their investments over time.

When trading shares however, it’s vital for investors to understand the stock market rules and regulations set by the Financial Conduct Authority (FCA) in the UK - including knowing what types of orders can be placed such as market orders, limit orders, or stop-loss orders. Of course there are inherent risks associated with investing in shares too: regardless of how well you may understand them it’s always important to do your research first so you know exactly what could happen when investing.

To make sure you’re up-to-date on all things ‘shares’ without needing an expert lawyer (or even accounting degree!), Genie AI provide a step-by-step guide that’s tailored specifically for those looking into share ownership in the UK – plus access to our community template library full of high quality legal documents available at no cost whatsoever! So if you’re ready to take control over your finances today be sure to check out our guide below – no Genie AI account required – we just want to help!

Definitions

Investment: Putting money into something in the hope of making a profit in the future.
Capital Gains Tax: A tax paid on the profits from selling an asset, such as stocks or property.
Bid Price: The highest price someone is willing to pay when buying a stock or other asset.
Ask Price: The lowest price someone is willing to accept when selling a stock or other asset.
Market Order: An instruction to buy or sell an asset immediately at the best available price.
Limit Order: An instruction to buy or sell an asset at a particular price or better.
Margin Account: A type of brokerage account which allows traders to borrow money from the broker to purchase stocks.

Contents

  1. Types of Shares
  2. Differentiating between stocks, bonds, mutual funds, and other types of shares
  3. Choosing a Brokerage or Investment Platform
  4. Explaining the differences between different platforms, and the pros and cons of each
    #1. Comparing fees and commissions
    #1. Researching customer service reviews
    #1. Investigating the range of products and services offered
  5. Investing Strategies
  6. Explaining the different types of investment strategies and when they should be used
    #1. Growth investing
    #1. Value investing
    #1. Momentum investing
    #1. Index investing
    #1. Sector investing
  7. Diversification
  8. Explaining why diversifying your portfolio is important
    #1. Understanding the concept of not putting all your eggs in one basket
    #1. Explaining the different types of asset classes
  9. Research and Analysis
  10. Explaining the importance of researching and understanding the company you are investing in
    #1. Utilizing financial statements
    #1. Analyzing ratios
    #1. Investigating the company’s history and future outlook
  11. Market Timing
  12. Explaining the different techniques for entering and exiting the market
    #1. Technical analysis
    #1. Fundamental analysis
    #1. Market sentiment
  13. Tax Implications
  14. Explaining the different tax implications of investing in the UK
    #1. Understanding how taxation affects your returns
    #1. Explaining the different types of taxes
  15. Regulations
  16. Explaining the different regulations that govern UK stock market trading
    #1. Explaining the Financial Conduct Authority’s role
    #1. Understanding the impact of MiFID II
  17. Risk Management
  18. Explaining the different techniques for managing and mitigating risk
    #1. Utilizing stop-loss orders
    #1. Understanding margin trading
    #1. Employing portfolio hedging
  19. Monitoring and Rebalancing
  20. Explaining the importance of monitoring your investments and rebalancing your portfolio

Get started

Types of Shares

  • Identify what types of shares are available in the United Kingdom
  • Understand the differences between stocks, bonds, mutual funds, and other types of shares
  • Understand the different tax implications of each type of share
  • Make an informed decision on which type of share is best suited to your individual needs
  • Once you have a good understanding of the types of shares available, you can move on to the next step.

Differentiating between stocks, bonds, mutual funds, and other types of shares

  • Understand the differences between stocks, bonds, mutual funds, and other types of shares.
    Stocks are shares of ownership in a company that you can buy and sell on the stock exchange. Bonds are loans to a company or government that pay interest. Mutual funds are a type of investment vehicle that pools together money from multiple investors to invest in stocks, bonds, and other investments. Other types of shares may include options, warrants, and other derivative instruments.
  • Research the different types of shares to decide which ones you would like to invest in.
    Be sure to consider the level of risk and reward associated with each type of share.
  • When you have a good understanding of the different types of shares, you can move on to the next step: Choosing a Brokerage or Investment Platform.

Choosing a Brokerage or Investment Platform

  • Research the different brokers and investment platforms available in the UK
  • Compare their different types of accounts, fees, and services
  • Make sure they are regulated by the Financial Conduct Authority
  • Make sure they offer the types of shares you’re interested in buying
  • Consider the platforms’ user interface, customer service, and other features
  • Decide which one is right for you and open an account
  • When you’ve chosen a platform and opened an account, you can check this step off your list and move on to the next step.

Explaining the differences between different platforms, and the pros and cons of each

  • Research the different online platforms available in the UK for buying and selling company shares.
  • Look into the fees and commissions associated with each platform, as well as the features offered.
  • Compare the fees, commissions, and features of the different platforms to find the one that best suits your needs.
  • Consider the user experience offered by the platform, such as ease of use and customer service.
  • Understand the pros and cons of each platform before making a decision.

When you can check this off your list and move on to the next step:

  • When you have researched the different platforms, compared the fees and commissions, and considered the pros and cons of each platform.

Comparing fees and commissions

  • Calculate the total fees and commissions from each platform you are considering
  • Include all fees such as trading fees, account fees, and any hidden fees when making your comparison
  • Compare fees and commissions based on the estimated amount of trading activity you expect to do
  • Calculate the cost of each platform over a certain time period to see which offers the best value
  • Compare the fees and commissions between platforms to see which platform gives you the best overall value
  • When you have compared all the fees and commissions, you can check this off your list and move on to the next step.

Researching customer service reviews

  • Search online for customer service reviews from current and/or previous customers of the company
  • Read these reviews to gain insight into the level of customer service they provide
  • Consider the overall rating of the company based on these reviews
  • Make notes of your findings and the overall impressions of the customer service
  • Once you have read the customer service reviews, you can check this off your list and move on to investigating the range of products and services offered by the company.

Investigating the range of products and services offered

  • Visit the company’s website and read through the details of their products and services.
  • Make a list of the products and services the company offers.
  • Check the company’s social media accounts and look for any recent announcements or updates on new products and services.
  • Contact the company and ask if they offer any additional products or services that may not be listed on their website.

When you can check this off your list:

  • You have a detailed list of all the products and services offered by the company
  • You have reached out to the company and asked about any additional products or services they offer.

Investing Strategies

  • Research the different types of investment strategies available, including growth, income and ethical investing
  • Understand the advantages and disadvantages of each strategy
  • Evaluate which strategy is most suitable for your goals and risk tolerance
  • Consider whether you need to diversify your investments across different strategies
  • Seek professional advice if you are unsure about the best investment strategy for you

Once you have done the research and considered your options, you can check off this step and move on to the next step: Explaining the different types of investment strategies and when they should be used.

Explaining the different types of investment strategies and when they should be used

• Understand the three main types of investment strategies: growth investing, value investing, and index investing.
• Learn the principles of each type of investment strategy and the circumstances in which they are most suitable.
• Research and analyse the different types of stocks and investments available in the UK market.
• Compare and contrast investments to determine which type of strategy is best suited for you and your financial goals.
• Take into account the current economic situation, your risk appetite, and the availability of capital when making investment decisions.

You’ll know you can check this step off your list and move on to the next step when you understand the principles of each type of investment strategy and how to apply them to the UK market.

Growth investing

  • Understand what growth investing is and what it entails. Generally, growth investing involves investing in companies with the potential for capital appreciation and higher-than-average earnings.
  • Research and identify companies that have the potential for growth and are attractive investments.
  • Analyse the company’s financials, including its balance sheet, income statement, and cash flow statements.
  • Analyse the potential risks associated with the company.
  • Monitor the performance of the investment and adjust your strategy as needed.

You can check this step off your list when you have a clear understanding of growth investing and have identified potential companies to invest in.

Value investing

  • Research stocks and determine which ones are currently undervalued
  • Use fundamental analysis to pick stocks that have potential for long-term growth
  • Look for stocks whose current price is lower than its intrinsic (intrinsic value is determined by taking into account the future cash flows of the company)
  • Invest in stocks with low price to earnings (P/E) ratios
  • Invest in companies with good balance sheets and strong management
  • Rebalance your portfolio regularly

You’ll know when you can move on to the next step when you have identified stocks that have potential for long-term growth and have invested in them.

Momentum investing

  • Identify and research stocks that are trending upwards, as well as their current share price
  • Consider the broader market environment when selecting stocks
  • Analyze the financial statements of the companies to determine their financial health
  • Monitor the stock regularly to ensure that the momentum is still there
  • Place orders to buy the stock when the momentum is strong
  • Set a stop-loss price, to limit losses if the momentum of the stock reverses
  • Sell the stock when the momentum weakens or the stop-loss is triggered
  • Review your momentum investing strategy and adjust it, if needed
  • You’ll know you can move on to the next step when you have identified stocks with strong momentum, placed orders to buy them, and have set a stop-loss price.

Index investing

  • Research index funds and ETFs available in the UK
  • Calculate the cost of investing in index funds or ETFs and the associated fees
  • Decide whether index funds or ETFs are the best choice for you
  • Open an online broker account to purchase index funds or ETFs
  • Allocate a portion of your portfolio to index funds or ETFs
  • Monitor your portfolio regularly to ensure it is meeting your investment goals

Once you have done the research, allocated funds, and begun monitoring your portfolio, you can check ““Index Investing”” off your list and move on to the next step of Sector Investing.

Sector investing

  • Research and identify different sectors you’re interested in investing in (such as Energy, Financials, Health Care, etc.)
  • Choose the sector you want to invest in and research the stocks available in this sector.
  • Decide which stocks to buy based on your risk appetite and sector outlook.
  • Make your purchases through a stockbroker.
  • Monitor the performance of your investments regularly to ensure your returns remain in line with your expectations.

You’ll know when you can check this off your list and move on to the next step when you have completed the research and identified the stocks you want to buy and made your purchases.

Diversification

  • Research the different types of company stocks available and the associated risks, such as small-cap, mid-cap, and large-cap stocks
  • Compare the different options of company stocks available and decide which ones would be best suited to your portfolio
  • Consider diversifying your portfolio with international stocks as well as UK-based stocks
  • Decide on an appropriate asset allocation for your portfolio, such as a mix of stocks, bonds, and cash
  • Monitor the performance of your portfolio regularly and make necessary adjustments to ensure your diversification strategy is working

You’ll know you can move on to the next step when you’ve researched the different types of company stocks available, compared the different options of company stocks available, determined an appropriate asset allocation for your portfolio, diversified your portfolio with international and UK-based stocks, and monitored the performance of your portfolio regularly.

Explaining why diversifying your portfolio is important

  • Understand the concept of diversification and the importance of not putting all your eggs in one basket by learning how different investments can perform differently
  • Learn the advantages of diversifying your portfolio and why it is important to spread your investments across different asset classes and sectors
  • Understand the risks associated with not diversifying your portfolio and why it is important to spread your investments across different asset classes and sectors
  • Know why it is important to spread your investments across different asset classes and sectors to mitigate potential risks
  • Learn about the different types of investments available and why it is important to have a diversified portfolio

You can check this off your list once you have a thorough understanding of the concept of diversification and why it is important to spread your investments across different asset classes and sectors.

Understanding the concept of not putting all your eggs in one basket

  • Understand the risks of putting all your money into one asset class, such as company shares
  • Learn about the benefits of diversifying your portfolio to reduce these risks
  • Research different asset classes and their associated risks and returns
  • Consider investing in a variety of asset classes to spread your risk
  • Make sure you understand the risks associated with each type of investment
  • When you’re comfortable, make an informed decision to diversify your portfolio

Once you have a thorough understanding of the concept of not putting all your eggs in one basket, you can check this off your list and move on to the next step.

Explaining the different types of asset classes

• Understand the main asset classes available to invest in, such as cash, bonds, stocks and property.
• Learn the advantages and disadvantages of each asset class and why they are suitable for different types of investors.
• Familiarise yourself with the different types of shares that can be bought and sold on the UK stock market, such as AIM shares and blue chip shares.
• Research the different sectors in the UK stock market, such as banking and technology, and understand the main companies in each sector.
• Research the different types of commodities that can be traded on the UK markets, such as gold and oil.

You will know that you can check this off your list and move on to the next step when you have a good understanding of the different types of asset classes, and the types of shares, sectors, and commodities that can be traded in the UK markets.

Research and Analysis

  • Research the company’s financial statements, such as annual reports and accounts
  • Understand the company’s performance, such as its profits and losses
  • Analyse the company’s balance sheet
  • Research the company’s share price history
  • Read the company’s share prospectus
  • Research the company’s sector and how it operates
  • Understand the company’s management team

When you have finished researching and analysing the company, you will be able to move on to the next step of explaining the importance of researching and understanding the company you are investing in.

Explaining the importance of researching and understanding the company you are investing in

  • Read up on the company’s history, including any press releases and financial statements
  • Examine the company’s competitors, including their strengths and weaknesses
  • Research the company’s management team, including their qualifications and experience
  • Analyze the company’s financials, including their revenue growth, debt load, and profit margin
  • Consider the company’s long-term prospects, including the market they operate in and their own goals

When you have completed this step, you will have a basic understanding of the company’s history, operations, and financials. This will allow you to make an informed decision about investing in the company’s shares.

Utilizing financial statements

  • Obtain financial statements from the company you are looking to invest in, such as the profit and loss statements, balance sheet, and cash flow statement
  • Understand the notes and disclosures in the financial statements to get a better idea of the company’s financial health
  • Use the financial statements to assess the performance and financial position of the company
  • Compare the financial statements of the company to similar companies in the same industry
  • When you have a better understanding of the company’s financials, you can move on to the next step of analyzing ratios.

Analyzing ratios

  • Calculate the price-to-earnings ratio using the company’s earnings per share and current share price
  • Calculate the debt-to-equity ratio using the company’s total liabilities and total equity
  • Calculate the operating margin using the company’s operating income and total revenue
  • Calculate the return on equity using the company’s net income and total equity

Once you have calculated and analyzed these ratios, you can check this off your list and move on to the next step of investigating the company’s history and future outlook.

Investigating the company’s history and future outlook

  • Research the company’s past performance and financial results
  • Check the company’s press releases and announcements
  • Read analyst reports and compare the company to its competitors
  • Investigate the company’s future plans and goals
  • Check the company’s credit rating

You can check this off your list when you have a good understanding of the company’s past performance, current financial situation, and future plans and goals.

Market Timing

  • Research the current market conditions and trends in the stock market
  • Estimate the potential return on investment
  • Monitor the stock market for shifts in momentum
  • Analyse the company’s stock performance over time
  • Evaluate the company’s competitive position
  • Research any news or economic events that could impact the company’s stock

Once you’ve completed the research and evaluation of the current market conditions, you can move on to the next step - Explaining the different techniques for entering and exiting the market.

Explaining the different techniques for entering and exiting the market

  • Understand the different techniques for entering and exiting the stock market: buying, selling, limit orders, stop loss orders, etc.
  • Research the different techniques and decide which one(s) best meet your needs.
  • Familiarize yourself with the different tools and techniques used to execute orders on the stock market.
  • When you feel comfortable with the techniques you’ve chosen to use, you can move on to the next step of Technical Analysis.

Technical analysis

  • Learn the basics of charting, such as the different types of charts, patterns, and indicators
  • Analyse the chart to identify any trends or patterns that may help you make decisions
  • Use technical indicators such as moving averages, volume, and momentum to confirm your charting analysis
  • Use risk and money management techniques to ensure you are not taking too much risk
  • Once you understand the basics of technical analysis, you can check this step off your list and move on to #### Fundamental analysis.

Fundamental analysis

  • Research the company’s financials, including their balance sheet, income statement, and cash flow statement, to gain an understanding of the company’s financial health
  • Analyse the company’s earnings and profitability, as well as the company’s competitive position within their industry
  • Check the company’s dividend history and management team
  • Assess the company’s potential future prospects and growth prospects
  • Examine the company’s debt level and interest payments
  • Analyse the company’s current market capitalisation and the key drivers behind it

Once you are confident that you have completed a thorough fundamental analysis of the company, you can move on to the next step of Market Sentiment.

Market sentiment

  • Understand the sentiment of the market by researching news reports, analyst opinions, and the overall sentiment of the company’s share price over time
  • Monitor whether the sentiment is positive or negative and note any major changes
  • Check for any significant events that could affect the sentiment of the company’s share price
  • Investigate potential catalysts that could affect the sentiment of the company’s share price
  • Once you have a good understanding of the sentiment of the market, you can move on to the next step: Tax Implications.

Tax Implications

  • Understand the different taxes applicable to UK investors: Income Tax, Capital Gains Tax and Stamp Duty
  • Consider the tax implications of investing in company shares such as the potential for tax reliefs and allowances
  • Research the different tax rates applicable to UK investors and familiarise yourself with the conditions and restrictions
  • Take into account any tax implications of selling shares and profit distribution
  • Seek professional advice if you are unsure about any of the tax implications of investing

Once you have read and researched the different tax implications of investing in the UK, you can move on to the next step of the guide: Explaining the different tax implications of investing in the UK.

Explaining the different tax implications of investing in the UK

  • Understand how capital gains tax and dividend tax affect your returns - capital gains tax is levied on profits from the sale of shares, while dividend tax is charged on the payments made to you by the company
  • Learn about allowances and reliefs, and how these can reduce the amount of tax you pay - for example, the annual capital gains tax allowance is £12,300 for the 2020/21 tax year
  • Consider the impact of other taxes, such as inheritance tax - this applies to the value of shares that you own when you pass away, so it’s important to understand the implications
  • When you’re ready, you can check off this step and move onto the next one – understanding how taxation affects your returns.

Understanding how taxation affects your returns

  • Understand the different types of taxes that apply when investing in company shares in the UK
  • Learn how the taxation system works and how it affects your returns
  • Research how the taxation system affects profits, dividends, and capital gains
  • Get familiar with the various tax reliefs and allowances available
  • Find out what tax credits you may be eligible for
  • Research the tax implications of transferring or selling shares

When you’re done, you should have a good understanding of how taxation affects your returns when investing in company shares in the UK. You can then move on to the next step: Explaining the different types of taxes.

Explaining the different types of taxes

  • Understand the three main types of taxes in the UK: Income Tax, Capital Gains Tax, and Corporation Tax
  • Learn the rates of each type of tax and when they apply
  • Research the allowances and reliefs that are available for each type of tax
  • Research the tax deductions available for each type of tax
  • Be aware of tax avoidance and evasion and the rules and regulations that govern it

You will know you can move on to the next step when you have researched and understood the three main types of taxes in the UK, the rates of each type, the allowances and reliefs, and the tax deductions available for each type.

Regulations

  • Learn about the UK Financial Conduct Authority (FCA) regulations for company shares
  • Understand the regulations for insider trading and how to avoid it
  • Research the regulations for how companies must disclose information to the public
  • Make sure you understand the UK’s regulations for short selling
  • Check that you are familiar with the regulations for margin trading
  • Understand the regulations for market manipulation
  • Familiarize yourself with the regulations for acquisition of shares

Once you have researched and understood the UK regulations for company shares, you can check this off your list and move on to the next step.

Explaining the different regulations that govern UK stock market trading

  • Understand the Companies Act 2006, which sets out the rules for how companies must operate in the UK
  • Learn about the Financial Services and Markets Act 2000, which regulates activities in the UK financial services industry
  • Familiarize yourself with the Financial Conduct Authority (FCA), the financial regulator in the UK
  • Be aware of the EU Market Abuse Regulation, which sets out rules for insider dealing and market manipulation
  • Have an understanding of the Disclosure Guidance and Transparency Rules, which govern how companies must disclose information

When you have completed this step, you will have a good understanding of the regulations that govern UK stock market trading. You can then move on to the next step, which is to explain the role of the Financial Conduct Authority (FCA).

Explaining the Financial Conduct Authority’s role

  • Understand the role and responsibilities of the Financial Conduct Authority (FCA) in the UK stock market
  • Learn the FCA’s regulations concerning companies and stock market trading
  • Be aware of the FCA’s role in ensuring that all market participants abide by the rules and regulations
  • Understand the FCA’s powers in the event of any wrongdoing
  • Know when you can check this off your list and move on to the next step

Understanding the impact of MiFID II

  • Learn the key provisions of MiFID II and how they affect companies in the UK
  • Understand the implications of the rules on the conduct of companies, including authorisation and the obligations of firms, trading venues, and financial instruments
  • Identify the main areas of MiFID II that are relevant to your company
  • Assess whether your company needs to be authorised to comply with the MiFID II regulations
  • Identify what supporting documents, such as a prospectus, need to be prepared for shareholders

When you can check this off your list and move on to the next step:
Once you have a working understanding of MiFID II and its implications for your company, you can move on to the next step of Risk Management.

Risk Management

  • Understand the risk associated with investing in company shares
  • Research the different risk management techniques available (such as diversification, stop loss orders, and hedging)
  • Analyze the benefits and risks of various approaches to risk management
  • Decide which risk management techniques are most suitable for your circumstances
  • Implement the risk management techniques you have chosen
  • Monitor your company shares investments and adjust your risk management techniques as needed
  • Review your risk management techniques regularly to ensure they remain appropriate

You can check this off your list and move on to the next step when you have a solid understanding of the risks associated with investing in company shares and have identified, implemented and reviewed the risk management techniques which are most suitable for your circumstances.

Explaining the different techniques for managing and mitigating risk

  • Understand the different risk management techniques, such as diversification, hedging, and stop-loss orders
  • Learn how to identify and assess potential risks to your investments
  • Research the different techniques available to manage and mitigate risk
  • Consider the pros and cons of each risk management technique
  • Choose the best risk management technique for your investment goals

Once you have a good understanding of the different risk management techniques and have identified and assessed potential risks to your investments, you can move on to the next step which is utilizing stop-loss orders.

Utilizing stop-loss orders

  • Set a stop-loss order to protect yourself from a stock price decline by limiting the amount of money you can lose
  • Enter the specific price at which you’d like to sell the stock if it goes down to that level
  • Monitor the stock price and make sure that the stop-loss order is in place
  • Once the stop-loss order is in place, you can check this off your list and move on to the next step.

Understanding margin trading

  • Research how margin trading works in the UK market
  • Learn the risks associated with margin trading
  • Consider the advantages and disadvantages to this type of trading
  • Speak to a financial advisor or stockbroker to better understand the process
  • Complete a practice trade to get a better idea of how margin trading works
  • When you feel comfortable with how margin trading works and understand the associated risks, you are ready to move on to the next step of Company Shares 101 (UK).

Employing portfolio hedging

  • Understand the risks associated with portfolio hedging and the different types of hedging that are available
  • Research the various hedging strategies that can be used to help protect your investments and create a more stable portfolio
  • Consider the costs associated with portfolio hedging, such as transaction costs and margin requirements
  • Decide which hedging strategies are best suited to your investment goals and risk profile
  • Implement the chosen hedging strategies and monitor closely
  • Rebalance your portfolio as needed to ensure that the hedging strategies remain effective

Once you have implemented your chosen hedging strategies and monitored closely, you can move on to the next step: monitoring and rebalancing.

Monitoring and Rebalancing

  • Monitor your investments regularly to track performance and ensure your portfolio is aligned with your investment goals
  • Monitor news and events that may affect the performance of your investments
  • Rebalance your portfolio periodically to maintain your desired asset allocation
  • Use a portfolio rebalancing tool to help you determine when and how to rebalance your investments
  • When you are satisfied that your portfolio is optimally balanced and aligned with your investment goals, you can check this step off your list and move on to the next step.

Explaining the importance of monitoring your investments and rebalancing your portfolio

  • Understand why monitoring and rebalancing your portfolio is important: By monitoring your investments, you can ensure that your portfolio is in line with your investment goals and risk appetite. Rebalancing your portfolio is the process of changing your asset allocation to bring it back to its original target allocation.
  • Identify the frequency of monitoring and rebalancing: It is recommended that your portfolio is monitored and rebalanced at least once a year.
  • Decide when to rebalance your portfolio: If the current asset allocation of your portfolio deviates from its target allocation, then it’s time to rebalance your portfolio.

You can check this step off your list and move on to the next step when you have a better understanding of the importance of monitoring and rebalancing your portfolio, have identified the frequency of monitoring and rebalancing, and have decided when to rebalance your portfolio.

FAQ

Example dispute

Suing a Company for Loss of Shares

  • Review relevant regulations and civil law, such as the Securities Exchange Act of 1934, to determine the grounds for a lawsuit.
  • Research the company’s actions which resulted in the loss of the plaintiff’s shares.
  • Determine if the company was negligent, breached their fiduciary duty, or committed fraud.
  • Seek to settle the case with the company prior to going to court.
  • Calculate the damages if the case is not settled, including the value of any lost shares.
  • If the plaintiff is successful, they may be awarded compensatory damages, punitive damages, and/or injunctive relief.

Templates available (free to use)

Accountants Working Capital Comfort Letter Aim Listing
Aim Admission Adviser Consent Letter
Aim Company Rules For Emi Option Plan
Aim Listing Verification Notes Admission Documents Or Prospectus
Aim Placing Agreement
Aim Relationship Agreement
Aim Terms Of Reference For Nomination Committee
Aim Terms Of Reference For Remuneration Committee
Approve Pathfinder Proof For Aim Admission Board Minutes
Audit And Risk Committee Terms Of Reference Aim Listed Company
Audit Committee Terms Of Reference Aim Listed Company
Board Minutes For Allocating New Shares Following Aim Placement
Broker And Adviser Agreement For Aim Admission
Company Working Capital Comfort Letter Aim Listing
Completion Of Admission To The Aim Market Board Minutes
Cover Sheet Wording For Aim Admission
Director Duties Memorandum Aim Admission
Directors Liability Letter For Aim Admission
Directors Survey For Aim Admission
Due Diligence Seeking Aim Admission Information Request
Employees Guide To Emi Option Plan For Aim Listed Company
Employers Emi Option Plan Guide For Aim Listed Company
Letter Of Comfort From Solicitors Regarding Aim Application
Orderly Market Agreement For Aim Listing
Paragraphs Covering Grant Of Emi Option Grant For Aim Company Board Minutes
Performance Based Emi Option Agreement For Aim Listed Company
Performance Based Emi Option Agreement For Aim Listed Company Not Tax Advantaged
Risk Committee Terms Of Reference Aim Listed Company
Standard Directors Power Of Attorney For Aim Admission

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