Securities and Futures Act (SFA): Primary legislation governing securities, futures, and derivatives markets in Singapore, including broker licensing and conduct requirements
Financial Advisers Act (FAA): Regulates financial advisory services in Singapore, including requirements for providing financial advice and marketing of investment products
Insurance Act: Governs insurance business and insurance intermediaries in Singapore, particularly relevant for insurance brokers
Monetary Authority of Singapore Act: Establishes MAS's regulatory authority and oversight of financial institutions in Singapore
MAS Guidelines and Notices: Regulatory directives and guidelines issued by MAS that specify operational, compliance, and conduct requirements for brokers
AML/CFT Requirements: Anti-Money Laundering and Countering Financing of Terrorism regulations that brokers must comply with in their operations
Contract Law: Common law principles governing formation and enforcement of contracts in Singapore
Companies Act: Regulates the formation and operation of companies in Singapore, including corporate governance requirements
Personal Data Protection Act (PDPA): Governs the collection, use, and disclosure of personal data, ensuring privacy protection in business operations
Competition Act: Promotes market competition and prevents anti-competitive practices in business arrangements
SGX Rules: Singapore Exchange trading rules and requirements applicable to brokers dealing with listed securities
Singapore Code on Take-overs and Mergers: Regulations governing corporate takeovers and mergers, relevant for brokers involved in such transactions
Arbitration Act: Framework for arbitration as a dispute resolution mechanism in Singapore
Mediation Act: Legal framework for mediation processes in Singapore, providing an alternative dispute resolution mechanism
Civil Law Act: Fundamental legislation governing civil matters and contractual relationships in Singapore
