📑 Nominated adviser questionnaire

The legal template "Directors Survey for AIM Admission under UK law" is designed to assist businesses seeking admission to the AIM (Alternative Investment Market) platform in the United Kingdom. AIM is a sub-market of the London Stock Exchange, catering to smaller, growing companies. This template is meant to collect necessary information from the company directors to comply with legal requirements for admission to AIM.

The survey would likely encompass a range of questions and requests for supporting documents to ensure regulatory compliance, transparency, and investor protection. It may cover various aspects such as the company's structure, financial position, governance practices, and compliance framework. Directors would be required to provide details regarding their qualifications, experience, and any potential conflicts of interest. They might also need to furnish documents related to the company's financial statements, past and projected financial performance, ownership structure, and disclosure in relation to material contracts or agreements.

Additionally, the survey might inquire about the company's risk management procedures, including potential legal, operational, and market risks. It would likely seek information related to the company's strategic direction, corporate governance practices, and how it intends to use the funds raised through the AIM admission. Additionally, the survey may request details about the company's planned investor communication strategies, including how it plans to keep stakeholders informed regarding key developments and factors that could impact the business.

Overall, this legal template for the Directors Survey is an essential tool to ensure that companies seeking AIM admission comply with the necessary legal and regulatory requirements under UK law. By using this template, companies can provide the relevant information and disclosures required to bolster investor confidence and successfully navigate the admission process.