How is Global Certificate defined in a legal contract?

  • Global Certificate means any private certificate held in the name of the Depository or its nominee, where the beneficial interests are recorded either on the Depository's books or on the books of a person having an account with that Depository (either directly, or indirectly by following the rules of the depository). Seen in 315 SEC filings.
  • Global Certificate means a document proving partial or entire units and is registered under the name of the Depositary or one of its nominees. Seen in 237 SEC filings.
  • Global Certificate means any Rule 144A-IAI Global Certificate, Regulation S Temporary Global Certificate or Regulation S Permanent Global Certificate. Seen in 113 SEC filings.
  • Global Certificate means a document that serves as evidence of all or parts of the securities and is registered under the name of a clearing agency, or its nominee. Seen in 65 SEC filings.

Note: The Genie AI Legal Assistant pulled this data out of the SEC EDGAR Database of 500,000 records from the past 22 years of filings. We regularly update this page as new filings and definitions come in.

Search EDGAR for 'Definitions of global certificate' yourself to verify these results. We are always keen to point people to source documents.

Which definition should you use?

🤔 Our AI Legal Assistant has combined and improved the above descriptions to create market-standard 'Genie definitions' below, with guidance on which documents and which industry to use for each.

Genie Definition 1

  • Global Certificate means a document, registered under a [Depository] or its nominee, evidencing ownership interests.

Relevant Contract Types

Relevant Circumstances

  • Establishment or modification of a securities account for a company
  • Agreement of a new investment between parties
  • Formalization of changes in company ownership

Relevant Sectors

Genie Definition 2

  • Global Certificate means a specific class of certificate such as Rule 144A-IAI, Regulation S Temporary, or Regulation S Permanent.

Relevant Contract Types

Relevant Circumstances

  • Issuance or transfer of Rule 144A-IAI, Regulation S Temporary, or Regulation S Permanent certificates
  • Formalization of the terms and conditions governing certain types of certificates

Relevant Sectors

Are you creating, reviewing or negotiating a document?

🚀 Try our AI Legal Assistant! It can suggest a definition just for your specific needs (Simply import your contract, then ask it to draft a definition suitable for your document, that's it!)

Try using Genie's Free AI Legal Assistant

Generate quality, formatted contracts with AI

Can’t find the right template? Create the bespoke agreement in minutes by conversing with our AI and tailoring to your needs

Let our Legal AI make 
edits for you

Ask Genie to edit your document in the same way you’d ask a paralegal. Genie makes track changes, and explains its thinking just like a junior lawyer would.

AI review

Can’t find the right template? Create the bespoke agreement in minutes by conversing with our AI and tailoring to your needs

See Genie AI in action

Book your personalised demo now

Schedule a live, interactive demo with a Genie expert
Understand the most valuable features of Genie based on your workflow
Find out exactly how your business will benefit, from hours saved to faster revenue



Click here to book your personalised demo now.

Thank you for requesting a demo. You can book one immediately using the following link if you'd like to: https://bit.ly/GenieAIDemo

If you'd like to, you can now fill in our ROI calculator - you'll get instant results, which we'll use to make your demo even more specific.

Calculate now
Oops! Something went wrong while submitting the form.

Collaborations with