🖊️ Legal due diligence request list

This legal template relates to the process of due diligence on a company seeking admission to the Alternative Investment Market (AIM) in the United Kingdom. AIM is a sub-market of the London Stock Exchange aimed at enabling smaller companies to raise capital through the public market.

The template would outline the necessary steps and request information that a party, such as an investor, financial institution, or legal advisor, should undertake to conduct a thorough due diligence investigation on a company's eligibility and suitability for admission to AIM under UK law. It would detail the specific information to be provided by the company seeking AIM admission, which could include financial statements, business plans, corporate structure details, shareholders' agreements, intellectual property rights, material contracts, regulatory compliance, ongoing litigations, and any other relevant documentation.

The template would assist in ensuring that the requesting party can adequately evaluate the prospective AIM applicant's financial and operational health, corporate governance practices, risk exposure, and compliance with regulatory requirements. By providing a standardized format and clear guidelines, the template aims to streamline the due diligence process, facilitating efficient decision-making regarding potential investment, financing, or providing legal advice in relation to AIM admission.