Define: Publicly Listed Company

How is Publicly Listed Company defined in a legal contract?

• Publicly Listed Company means an entity that is obligated to present recurring reports in accordance with [clause], and whose Common Stock is noted on one or numerous National Securities Exchanges, or is indicated on NASDAQ or a succeeding quotation framework. Seen in 74 SEC Filings.
• Publicly Listed Company means an entity or its successor that must submit periodic reports according to [clause], and its common shares are listed on one or more established securities exchanges such as the New York Stock Exchange, the Nasdaq Capital Market, the Nasdaq Global Market and the Nasdaq Global Select Market, or is quoted on Nasdaq or a succeeding quotation system. Seen in 3 SEC Filings.
• Publicly Listed Company means a publicly traded entity that offers its securities including stocks and bonds for sale to the general public through a stock exchange. Seen in 2 SEC Filings.
• Publicly Listed Company means a legal entity that is listed on a public stock exchange. Seen in 2 SEC Filings.
• Publicly Listed Company means a juridical person whose shares are listed or quoted for public trading on a stock market or regulated market. Seen in 2 SEC Filings.
• Publicly Listed Company means a company that is registered and traded on approved stock exchanges. Seen in 1 SEC Filing.

Note: The Genie AI Legal Assistant pulled this data out of the SEC EDGAR Database of 500,000 records from the past 22 years of filings. We regularly update this page as new filings and definitions come in.

Search EDGAR for 'Definitions of publicly listed company' yourself to verify these results. We are always keen to point people to source documents.

‍

Which definition should you use?

🤔 Our AI Legal Assistant has combined and improved the above descriptions to create market-standard 'Genie definitions' below, with guidance on which documents and which industry to use for each.

‍

Genie Definition 1

Publicly Listed Company means an entity required to submit regular reports and whose shares are listed on an approved stock exchange.

Relevant Contract Types

• Shareholder Agreements
• Joint Venture Agreements
• License Agreements
• Service Agreements

Relevant Circumstances

• When a publicly listed company is involving in any contractual relationship.
• During negotiations of mergers or acquisitions involving a publicly listed company.
• In licensing deals, a publicly listed company might be either the licensee or licensor.
• When a public company is drafting services contracts with vendors or clients.

Relevant Sectors

• Financial Services
• Technology
• Manufacturing
• Retail

‍

Genie Definition 2

Publicly Listed Company means a business entity traded on any globally recognised securities exchange.

Relevant Contract Types

• Employment Agreements
• Non-disclosure Agreements
• Partnership Agreements
• Supply and Purchase Agreements

Relevant Circumstances

• When an executive is hired by a public entity and an employment agreement is drawn.
• If a publicly listed company is entering a partnership and a contract is needed to define each party's role.
• During procurement proceedings where the company is purchasing or supplying goods or services.
• In situations where the company needs to protect sensitive information and a Non-disclosure Agreement is required.

Relevant Sectors

• Energy
• Healthcare
• Consumer Goods
• Telecom

‍