Investment Framework Agreement Template for Hong Kong

1. Co-Investment Rights: Terms governing co-investment opportunities, used when parties may invest alongside each other

2. Tag-Along and Drag-Along Rights: Exit-related rights, included when relevant to the investment structure

3. Anti-Dilution Protection: Provisions protecting against dilution, used in cases involving multiple investment rounds

4. Environmental, Social and Governance (ESG): ESG requirements and reporting, included when ESG is a focus of the investment strategy

5. FCPA and Anti-Corruption: Specific anti-corruption provisions, needed for cross-border investments or when dealing with public entities

6. Investment Committee: Structure and powers of an investment committee, used in more complex investment frameworks

7. Key Person Provisions: Terms relating to key personnel, included when success depends on specific individuals

8. Regulatory Compliance: Specific regulatory compliance requirements, included for regulated industries or investors

1. Investment Guidelines: Detailed investment criteria, restrictions, and guidelines

2. Form of Investment Notice: Template for formal investment notices under the framework

3. Due Diligence Requirements: Detailed checklist and requirements for due diligence processes

4. Fee Schedule: Detailed breakdown of all fees, calculations, and payment terms

5. Reporting Requirements: Templates and requirements for regular reporting

6. KYC Requirements: Required know-your-customer documentation and processes

7. Authorized Signatories: List of authorized signatories for each party and their signing authorities

8. Excluded Investments: List of prohibited investments or excluded sectors/jurisdictions