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Audit Logging Policy
"I need an Audit Logging Policy for our financial services company that meets FCA requirements and includes specific provisions for cloud-based log storage, as we're migrating our systems to AWS in January 2025."
1. Purpose and Scope: Defines the objectives and scope of the audit logging policy
2. Roles and Responsibilities: Outlines who is responsible for implementing and maintaining audit logs
3. Audit Log Requirements: Specifies what must be logged and retention periods
4. Log Security and Access Controls: Details how logs are protected and who can access them
5. Review and Monitoring Procedures: Describes how logs are reviewed and monitored
6. Compliance Requirements: Lists regulatory requirements and compliance standards
1. Industry-Specific Requirements: Additional requirements for specific industries (e.g., financial services, healthcare)
2. Cloud Service Provider Requirements: Specific requirements for cloud-based logging
3. International Data Transfer: Requirements for cross-border log data transfer
1. Log Retention Schedule: Detailed retention periods for different types of logs
2. Audit Log Fields: Detailed list of required fields for different types of logs
3. Incident Response Procedures: Procedures for handling log-related security incidents
4. Technical Configuration Guide: Technical specifications for log collection and storage
Authors
Access Control
Authentication
Authorized Personnel
Backup
Data Controller
Data Processor
Data Protection Officer
Event Log
Information Asset
Information Security Incident
Log Analysis
Log Management
Log Retention Period
Log Storage
Monitoring
Personal Data
Privacy Impact Assessment
Security Controls
Security Event
System Administrator
System Resources
Technical Controls
Time Synchronization
User Activity
Vulnerability
Data Collection
Log Generation
Retention and Storage
Access Control
Security Measures
Monitoring and Review
Incident Response
Compliance
Confidentiality
Data Protection
System Configuration
Roles and Responsibilities
Accountability
Audit Trail
Technical Requirements
Backup and Recovery
Documentation
Training
Enforcement
Review and Updates
Exception Handling
Third-Party Access
Legal Compliance
Breach Notification
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