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Introducer Fee Agreement
"I need an Introducer Fee Agreement for my financial services firm based in Sydney, with strict ASIC compliance requirements and a tiered fee structure for successful introductions of wealth management clients, to commence from March 2025."
1. Parties: Identifies and provides details of the introducing party and the recipient business
2. Background: Sets out the context of the agreement, including the recipient's business nature and desire for introductions
3. Definitions: Defines key terms used throughout the agreement, including 'Introduction', 'Successful Introduction', and 'Introduction Fee'
4. Appointment: Establishes the introducer's appointment and whether it is exclusive or non-exclusive
5. Introducer's Obligations: Details the responsibilities and requirements for making introductions, including compliance with laws
6. Recipient's Obligations: Outlines the recipient's responsibilities in handling introductions and maintaining records
7. Fee Structure: Specifies how and when introduction fees are calculated and paid
8. Payment Terms: Details the payment process, timing, and any conditions precedent to payment
9. Compliance: Addresses regulatory requirements and compliance obligations for both parties
10. Confidentiality: Protects confidential information shared between parties
11. Term and Termination: Specifies the agreement duration and circumstances for termination
12. General Provisions: Standard boilerplate clauses including governing law, notices, and entire agreement
1. Training and Support: Used when the recipient provides training or materials to the introducer
2. Marketing Guidelines: Include when the introducer will be using the recipient's branding or marketing materials
3. Non-Compete: Added when restricting the introducer from working with competitors
4. Data Protection: Required when personal data will be shared as part of introductions
5. Professional Indemnity Insurance: Include when requiring the introducer to maintain specific insurance coverage
6. Dispute Resolution: Optional detailed dispute resolution procedures beyond standard jurisdiction clauses
7. Post-Termination Obligations: Used when specific obligations continue after agreement termination
1. Fee Schedule: Detailed breakdown of fee calculations, rates, and payment structures
2. Introduction Requirements: Specific criteria for what constitutes a valid introduction
3. Approved Marketing Materials: List of approved marketing materials and usage guidelines
4. Compliance Requirements: Detailed regulatory compliance requirements and procedures
5. Reporting Templates: Standard forms for reporting introductions and tracking payments
Authors
Applicable Laws
ASIC
Business Day
Commencement Date
Confidential Information
Corporations Act
Eligible Introduction
Excluded Person
Fee Schedule
Force Majeure Event
Initial Term
Intellectual Property Rights
Introduction
Introduction Fee
Introduced Client
Introduction Period
Marketing Materials
Personal Information
Privacy Laws
Professional Indemnity Insurance
Qualifying Product
Recipient
Records
Related Body Corporate
Representatives
Services
Successful Introduction
Term
Territory
Scope of Services
Exclusivity
Introduction Process
Fee Calculation
Payment Terms
Performance Obligations
Compliance
Regulatory Requirements
Record Keeping
Confidentiality
Data Protection
Intellectual Property
Representations and Warranties
Indemnification
Limitation of Liability
Insurance
Term and Duration
Termination
Force Majeure
Non-Solicitation
Non-Competition
Marketing and Promotion
Audit Rights
Dispute Resolution
Governing Law
Assignment
Variation
Notices
Entire Agreement
Severability
Relationship of Parties
Survival
Third Party Rights
Financial Services
Professional Services
Real Estate
Insurance
Wealth Management
Legal Services
Business Consulting
Technology Services
Healthcare
Education
Legal
Compliance
Business Development
Sales
Finance
Operations
Risk Management
Commercial
Partnerships
Business Development Manager
Commercial Director
Compliance Officer
Legal Counsel
Partnership Manager
Sales Director
Chief Executive Officer
Operations Manager
Risk Manager
Channel Manager
Relationship Manager
Financial Controller
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