Introducer Fee Agreement Generator for Australia

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Key Requirements PROMPT example:

Introducer Fee Agreement

"I need an Introducer Fee Agreement for my financial services firm based in Sydney, with strict ASIC compliance requirements and a tiered fee structure for successful introductions of wealth management clients, to commence from March 2025."

Document background
The Introducer Fee Agreement is essential for businesses operating in Australia that wish to formalize referral arrangements with third parties who can introduce potential clients or customers. This document is particularly relevant in regulated industries such as financial services, where referral arrangements must comply with specific legislative requirements including the Corporations Act 2001 and ASIC regulations. The agreement typically includes detailed provisions on fee structures, payment terms, compliance obligations, and reporting requirements. It is designed to protect both parties' interests while ensuring transparency and regulatory compliance in the referral relationship. The document should be customized based on the specific industry sector, the nature of introductions being made, and the applicable regulatory framework.
Suggested Sections

1. Parties: Identifies and provides details of the introducing party and the recipient business

2. Background: Sets out the context of the agreement, including the recipient's business nature and desire for introductions

3. Definitions: Defines key terms used throughout the agreement, including 'Introduction', 'Successful Introduction', and 'Introduction Fee'

4. Appointment: Establishes the introducer's appointment and whether it is exclusive or non-exclusive

5. Introducer's Obligations: Details the responsibilities and requirements for making introductions, including compliance with laws

6. Recipient's Obligations: Outlines the recipient's responsibilities in handling introductions and maintaining records

7. Fee Structure: Specifies how and when introduction fees are calculated and paid

8. Payment Terms: Details the payment process, timing, and any conditions precedent to payment

9. Compliance: Addresses regulatory requirements and compliance obligations for both parties

10. Confidentiality: Protects confidential information shared between parties

11. Term and Termination: Specifies the agreement duration and circumstances for termination

12. General Provisions: Standard boilerplate clauses including governing law, notices, and entire agreement

Optional Sections

1. Training and Support: Used when the recipient provides training or materials to the introducer

2. Marketing Guidelines: Include when the introducer will be using the recipient's branding or marketing materials

3. Non-Compete: Added when restricting the introducer from working with competitors

4. Data Protection: Required when personal data will be shared as part of introductions

5. Professional Indemnity Insurance: Include when requiring the introducer to maintain specific insurance coverage

6. Dispute Resolution: Optional detailed dispute resolution procedures beyond standard jurisdiction clauses

7. Post-Termination Obligations: Used when specific obligations continue after agreement termination

Suggested Schedules

1. Fee Schedule: Detailed breakdown of fee calculations, rates, and payment structures

2. Introduction Requirements: Specific criteria for what constitutes a valid introduction

3. Approved Marketing Materials: List of approved marketing materials and usage guidelines

4. Compliance Requirements: Detailed regulatory compliance requirements and procedures

5. Reporting Templates: Standard forms for reporting introductions and tracking payments

Authors

Alex Denne

Head of Growth (Open Source Law) @ Genie AI | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions
Clauses
Relevant Industries

Financial Services

Professional Services

Real Estate

Insurance

Wealth Management

Legal Services

Business Consulting

Technology Services

Healthcare

Education

Relevant Teams

Legal

Compliance

Business Development

Sales

Finance

Operations

Risk Management

Commercial

Partnerships

Relevant Roles

Business Development Manager

Commercial Director

Compliance Officer

Legal Counsel

Partnership Manager

Sales Director

Chief Executive Officer

Operations Manager

Risk Manager

Channel Manager

Relationship Manager

Financial Controller

Industries
Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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