Define: Letter of Admonishment

How is Letter of Admonishment defined in a legal contract?

• Letter of Admonishment means a nonpublic, confidential letter issued by the [board], concluding a case if the [board] believes a licensee has participated in behavior that breaches their professional conduct guidelines, warning the licensee not to repeat the behavior. Seen in 10 SEC filings
• Letter of Admonishment means an informal action involving a nonpublic letter issued by the [board], concluding a case when the [board] believes a licensee has engaged in behavior that violates their professional conduct guidelines. Seen in 5 SEC filings
• Letter of Admonishment means a nonpublic document issued by the [board] as an informal action, containing strong recommendations for a licensee regarding conduct or practices that concern the [board] but do not rise to a level of severity requiring disciplinary action. Seen in 1 SEC filing
• Letter of Admonishment means a written reprimand issued by the [board], as an act of admonishment. Seen in 1 SEC filing
• Letter of Admonishment means an informal action taken by the [board], consisting of a nonpublic letter concluding the case if the [board] believes a registrant or licensee has participated in conduct that violated their professional conduct guidelines. Seen in 1 SEC filing

Note: The Genie AI Legal Assistant pulled this data out of the SEC EDGAR Database of 500,000 records from the past 22 years of filings. We regularly update this page as new filings and definitions come in.

Search EDGAR for 'Definitions of letter of admonishment' yourself to verify these results. We are always keen to point people to source documents.

‍

Which definition should you use?

🤔 Our AI Legal Assistant has combined and improved the above descriptions to create market-standard 'Genie definitions' below, with guidance on which documents and which industry to use for each.

‍

Genie Definition 1

• Letter of Admonishment means a confidential alert issued by the [board], advising against repeated inappropriate conduct.

Relevant Contract Type

• Employment Contract
• Professional Services Agreement
• Vendor Agreement
• Corporate Governance Agreement

Relevant Circumstances

• Cases of professional misconduct by an employee or contractor.
• Concerns over a vendor's practices or behavior.
• Situations where a board needs to caution an employee or contractor.

Relevant Sectors

• Healthcare
• Law Firms
• Technology
• Education

‍

Genie Definition 2

• Letter of Admonishment means a nonpublic reprimand issued by the [board], concluding a licensee breach case.

Relevant Contract Type

• License Agreement
• Franchise Agreement
• Professional Services Agreement
• Corporate Governance Agreement

Relevant Circumstances

• Upon conclusion of a licensee breach case.
• A licensed professional misusing their license.
• As a penalty for infringing the licensee agreement.

Relevant Sectors

• Licensing
• Franchising
• Healthcare
• Education

‍