Securities and Futures Act (SFA): Primary legislation governing securities, futures, and derivatives markets in Singapore, including broker activities in these sectors
Financial Advisers Act (FAA): Regulates financial advisory services in Singapore, including requirements for licensing, conduct of business, and client relations
Insurance Act: Governs insurance business and insurance intermediaries including brokers in Singapore
Estate Agents Act: Regulates real estate agents and agencies in Singapore, including their licensing and professional conduct
MAS Guidelines: Regulatory guidelines issued by the Monetary Authority of Singapore covering various aspects of financial services
Guidelines on Standards of Conduct: Specific guidelines for financial advisers and representatives regarding professional conduct and service standards
MAS Notice on Investment Products: Regulatory requirements regarding recommendations and dealings in investment products
Singapore Contract Law: General contract law principles governing formation and enforcement of contracts in Singapore
Civil Law Act: Fundamental legislation governing civil matters including contractual relationships in Singapore
Unfair Contract Terms Act: Regulates unfair terms in contracts and limits the extent to which civil liability can be excluded
Employment Act: Main labor law governing employment relationships if broker is considered an employee
Central Provident Fund Act: Mandatory social security savings scheme affecting employment relationships in Singapore
AML/CFT Notices: Anti-Money Laundering and Countering the Financing of Terrorism regulations applicable to financial sector
Personal Data Protection Act: Governs the collection, use, and disclosure of personal data by organizations
Consumer Protection (Fair Trading) Act: Protects consumers against unfair practices and provides additional rights in consumer transactions
