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Private Equity Investment Agreement
"I need a Private Equity Investment Agreement under Hong Kong law for a Series B investment of HKD 50 million into a fintech startup, with specific provisions for multiple closings scheduled throughout 2025 and strong minority shareholder protections."
1. Parties: Identification of the investor(s), target company, and existing shareholders
2. Background: Context of the investment and purpose of the agreement
3. Definitions and Interpretation: Comprehensive definitions of terms used throughout the agreement
4. Investment Terms: Details of investment amount, share class, price per share, and payment terms
5. Conditions Precedent: Conditions that must be satisfied before completion of the investment
6. Completion: Process and requirements for closing the investment transaction
7. Warranties and Representations: Standard warranties from the company and existing shareholders
8. Corporate Governance: Board composition, voting rights, and management provisions
9. Reserved Matters: Decisions requiring investor consent
10. Information and Inspection Rights: Investor's rights to company information and records
11. Transfer Restrictions: Limitations on share transfers and ownership changes
12. Exit Rights: Provisions for IPO, trade sale, or other exit mechanisms
13. Confidentiality: Protection of confidential information and trade secrets
14. General Provisions: Standard boilerplate clauses including notices, amendments, governing law
1. Anti-dilution Protection: Protection against value dilution in future funding rounds
2. Tag-along Rights: Right to join in sale of shares by other shareholders
3. Drag-along Rights: Right to force minority shareholders to join in a company sale
4. Liquidation Preference: Priority rights in case of liquidation or dissolution
5. Employee Share Option Pool: Provisions for employee share schemes
6. Multiple Closing Provisions: For investments with multiple tranches or closing dates
7. Industry-Specific Regulations: Additional provisions for regulated industries
8. Founder Commitments: Non-compete and continued involvement of key founders
9. Environmental, Social and Governance (ESG): ESG compliance and reporting requirements
1. Schedule 1: Company Information: Details of company structure, capitalization, and subsidiaries
2. Schedule 2: Warranties: Detailed warranties about the company's business and affairs
3. Schedule 3: Reserved Matters: Comprehensive list of matters requiring investor consent
4. Schedule 4: Completion Requirements: Detailed closing checklist and deliverables
5. Schedule 5: Management Accounts: Recent financial statements and management accounts
6. Schedule 6: Intellectual Property: List of company's IP rights and registrations
7. Schedule 7: Material Contracts: Summary of key business contracts and obligations
8. Schedule 8: Employee Information: Details of key employees and their terms
9. Appendix A: Share Capital Structure: Pre and post-investment cap table
10. Appendix B: Form of Shareholders' Resolution: Template for required shareholder resolutions
11. Appendix C: Form of Board Resolution: Template for required board resolutions
Authors
Agreement
Anti-dilution Rights
Applicable Law
Board
Business Day
Business Plan
Closing
Closing Date
Company
Completion
Conditions Precedent
Confidential Information
Consideration
Control
Deed of Adherence
Directors
Drag-along Notice
Drag-along Rights
Effective Date
Encumbrance
ESG Requirements
Event of Default
Exit Event
Financial Year
Founders
Group
Group Company
Holding Company
Hong Kong
HKFRS
Investment Amount
Investor Director
Investor Shares
IPO
Key Management
Liquidation Event
Liquidation Preference
Material Adverse Change
Material Contract
New Securities
Ordinary Shares
Parties
Preference Shares
Pre-emptive Rights
Purchase Price
Qualified IPO
Reserved Matters
Restricted Business
Sale Shares
Securities
Shareholders
Shareholders' Agreement
Subsidiary
Subscription Shares
Tag-along Notice
Tag-along Rights
Target Company
Transaction Documents
Transfer
Warranties
Share Subscription
Consideration
Conditions Precedent
Completion
Warranties and Representations
Board Composition
Reserved Matters
Information Rights
Pre-emptive Rights
Anti-dilution
Tag-along Rights
Drag-along Rights
Transfer Restrictions
Exit Rights
IPO Rights
Put Option
Call Option
Liquidation Preference
Dividend Rights
Voting Rights
Confidentiality
Non-compete
Non-solicitation
Founder Commitments
Management Provisions
Financial Covenants
Regulatory Compliance
ESG Compliance
Events of Default
Termination
Dispute Resolution
Governing Law
Assignment
Notices
Costs and Expenses
Force Majeure
Entire Agreement
Severability
Amendments
Waiver
Technology
Healthcare
Manufacturing
Real Estate
Financial Services
Consumer Goods
E-commerce
Education
Renewable Energy
Infrastructure
Media and Entertainment
Biotechnology
Logistics
Retail
Professional Services
Legal
Finance
Investment
Compliance
Corporate Development
Risk Management
Strategy
Business Development
Corporate Secretarial
Due Diligence
Chief Executive Officer
Chief Financial Officer
Investment Director
Legal Counsel
Corporate Finance Manager
Private Equity Partner
Investment Manager
Compliance Officer
Corporate Secretary
Managing Director
Portfolio Manager
Due Diligence Manager
Risk Manager
Business Development Director
Strategy Director
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