Publisher one

Genie AI

Jurisdiction

England and Wales

Contract party

Relevant sectors

Business activity

Appoint co-arrangers

Why use a 💰 Joint arranging and underwriting mandate?

A joint arranging and underwriting mandate is a legal agreement between two financial institutions that outlines their roles and responsibilities in the financing and underwriting of a transaction. The agreement defines the terms and conditions of the arrangement, including the fees and commissions to be paid by the borrower.

This legal template titled "Co-Underwriting Arrangement Joint Mandate And Commitment Letter under UK law" pertains to a formal agreement between multiple parties that outlines their joint commitment to underwrite a specific financial transaction or investment under the jurisdiction of the United Kingdom's legal framework.

The template likely begins by clearly identifying and providing the contact details of all parties involved in the co-underwriting arrangement. It may include financial institutions, investment firms, or other entities participating in the transaction.

The arrangement outlined in this template serves as a joint mandate, indicating that all parties have collectively decided to share the risks and liabilities associated with underwriting a specific investment or financial instrument. It formalizes their commitment to jointly underwrite the transaction, providing clarity on their roles, responsibilities, and expected level of engagement.

The template may elaborate on the terms and conditions applicable to the co-underwriting agreement. Key provisions may include the agreed upon underwriting commitments, the allocation of risks and liabilities among the parties, the process for managing potential conflicts of interest, and the timeframe for executing the transaction. It may also address the distribution of fees, commissions, or other monetary considerations among the parties involved.

To ensure compliance with UK law, the template likely incorporates relevant legal requirements and regulations specific to underwriting activities within the country. This could encompass adherence to the Financial Services and Markets Act, regulatory guidelines from the Financial Conduct Authority, or any other laws that govern underwriting transactions in the UK.

Overall, this legal template holds significant importance in formalizing the joint commitment of multiple parties and establishing a clear framework for underwriting a financial transaction or investment under UK law. By providing a ready-made document, it facilitates efficient and legally compliant co-underwriting arrangements while ensuring that all parties are on the same page regarding their obligations and expectations.

How it works

Create doc / use template

Chat to our AI Legal Assistant

Edit, collaborate & share

Export to .docx

PRODUCT HUNT
#1 Product of the Day

Try using Genie's Free AI Legal Assistant

Generate quality, formatted contracts with AI

Can’t find the right template? Create the bespoke agreement in minutes by conversing with our AI and tailoring to your needs

Let our Legal AI make 
edits for you

Ask Genie to edit your document in the same way you’d ask a paralegal. Genie makes track changes, and explains its thinking just like a junior lawyer would.

AI review

Can’t find the right template? Create the bespoke agreement in minutes by conversing with our AI and tailoring to your needs

See Genie AI in action

Book your personalised demo now

Schedule a live, interactive demo with a Genie expert
Understand the most valuable features of Genie based on your workflow
Find out exactly how your business will benefit, from hours saved to faster revenue



Click here to book your personalised demo now.

Thank you for requesting a demo. You can book one immediately using the following link if you'd like to: https://bit.ly/GenieAIDemo

If you'd like to, you can now fill in our ROI calculator - you'll get instant results, which we'll use to make your demo even more specific.

Calculate now
Oops! Something went wrong while submitting the form.



Click here to book your personalised demo now.

Similar legal templates

Instruction Letter To A Broker For Rights Issues (Summary)

The Instruction Letter to a Broker for Rights Issues is a legal template designed to serve as a guide for individuals or entities within the United Kingdom who wish to deliver clear instructions to their broker regarding rights issues. In the context of UK law, a rights issue refers to a process where a company offers existing shareholders the opportunity to purchase additional shares of the company at a discounted price, in proportion to their current holdings.

This letter template provides an outline of the necessary information and instructions that could be included in a formal letter to instruct a broker on how to handle the rights issue on behalf of the shareholder. It may include details such as the shareholder's personal information, existing shareholdings, the specific rights issue being undertaken, and instructions on the desired actions to be taken by the broker.

The purpose of this template is to help individuals navigate the complex legal requirements and formalities associated with rights issues under UK law. By using this template, individuals can ensure that crucial information is communicated to their broker accurately and effectively, thereby safeguarding their interests during the rights issue process. It aims to ensure that shareholders' rights are upheld, and their investments are managed in line with applicable regulations and procedures governing rights issues in the United Kingdom.
Read More

Publisher

Genie AI

Jurisdiction

England and Wales
TEMPLATE
USED BY
12
RATINGS
5
DISCUSSIONS
0

Gifts And Hospitality Policy (Bribery Act 2010)

The Gifts And Hospitality Policy (Bribery Act 2010) legal template is a comprehensive document designed to assist companies operating in the United Kingdom in preventing bribery and ensuring compliance with the Bribery Act of 2010. This policy template outlines the guidelines, principles, and procedures that an organization should adopt regarding gifts and hospitality to minimize the risk of bribery and corrupt practices.

The document emphasizes the importance of maintaining a transparent and ethical business environment while providing a clear definition of gifts and hospitality. It offers guidance on what is considered acceptable and appropriate within the legal framework of the Bribery Act, taking into account the potential reputational risks associated with improper conduct.

The template highlights the organization's commitment to conducting business ethically and transparently, promoting fair competition, and deterring any form of corruption. It outlines the responsibilities of employees, managers, and all other personnel within the company regarding gifts, corporate hospitality, and relationships with third parties.

The policy template provides practical guidance on the proper handling and reporting of gifts and hospitality, including a threshold for acceptable gifts and the process for obtaining approval where necessary. It encourages employees to exercise caution and good judgment when offering or accepting gifts and hospitality, taking into account the applicable legal and ethical considerations.

By adopting this template, companies can create a robust Gifts And Hospitality Policy that aligns with the requirements of the Bribery Act of 2010 and reduces the risk of potential legal and reputational consequences. It serves as a useful tool for organizations to proactively address the challenges and complexities of managing gifts and hospitality, promoting a culture of integrity and ethical business practices.
Read More

Publisher

Genie AI

Jurisdiction

England and Wales
TEMPLATE
USED BY
8
RATINGS
4
DISCUSSIONS
0

Long Form Bribery Policy (Bribery Act 2010)

The Long Form Bribery Policy (Bribery Act 2010) template is a comprehensive legal document designed to guide organizations in the United Kingdom in establishing and implementing effective anti-bribery measures in compliance with the Bribery Act 2010. Bribery is a serious offense that undermines trust, fairness, and the integrity of business practices.

This template addresses the various aspects and requirements laid out in the Bribery Act 2010, which is the governing legislation for bribery-related offenses in the UK. The document begins with an introduction that sets out the purpose and scope of the policy, emphasizing the organization's commitment to integrity, transparency, and compliance. It provides a clear definition of bribery and highlights the potential consequences for individuals and the organization if found guilty of bribery-related offenses.

The policy template then outlines the principles and standards that all employees and associated individuals must adhere to regarding bribery prevention. It establishes a robust framework for conducting business ethically, ensuring that no employee engages in or facilitates bribery activities. This includes guidelines on gift-giving and hospitality, political contributions, charitable donations, and dealing with public officials, among other pertinent areas.

Additionally, the template highlights the necessity of due diligence in all business relationships, including suppliers, agents, and contractors, to ensure they also comply with anti-bribery laws. The policy provides guidance on assessing and mitigating bribery risks, conducting risk assessments, and implementing control measures to prevent potential breaches.

Furthermore, the document stresses the importance of reporting any suspected acts of bribery promptly and offers a clear reporting mechanism, encouraging employees and other stakeholders to speak up without fear of reprisal. It assures confidentiality and protection for whistleblowers.

The final sections of the Long Form Bribery Policy template cover training and awareness programs, emphasizing the organization's commitment to educating employees about the dangers and consequences of bribery and providing clear instructions on compliance procedures. It also addresses the enforcement of this policy through disciplinary measures, outlining the potential legal and reputational consequences for non-compliance.

In summary, the Long Form Bribery Policy aims to provide organizations in the UK with a comprehensive framework for preventing, detecting, and reporting incidents of bribery. By implementing this policy, organizations strive to promote a culture of transparency, integrity, and responsible corporate behavior, ensuring compliance with the Bribery Act 2010 and avoiding the severe legal and reputational ramifications associated with bribery-related offenses.
Read More

Publisher

Genie AI

Jurisdiction

England and Wales
TEMPLATE
USED BY
8
RATINGS
2
DISCUSSIONS
2