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Investment Agreement Between Two Parties
"I need an Investment Agreement Between Two Parties for a NZD 2 million investment into a tech startup, with the investment to be made in two equal tranches by March 2025, including specific provisions for board representation and anti-dilution protection."
1. Parties: Identifies and provides full legal details of all parties to the agreement
2. Background: Sets out the context and purpose of the investment agreement, including brief description of the business and investment opportunity
3. Definitions and Interpretation: Defines key terms used throughout the agreement and establishes rules for interpretation
4. Investment Terms: Details the amount, form, and nature of the investment, including payment terms and mechanics
5. Conditions Precedent: Specifies any conditions that must be satisfied before the investment becomes effective
6. Warranties and Representations: Sets out the assurances given by each party regarding their capacity, authority, and other material facts
7. Rights and Obligations: Outlines the ongoing rights and obligations of all parties post-investment
8. Governance Rights: Details voting rights, board representation, and other control mechanisms
9. Transfer Restrictions: Specifies limitations on transferring investment interests and any pre-emptive rights
10. Exit Provisions: Details the mechanisms and processes for investment exit, including drag-along and tag-along rights
11. Confidentiality: Establishes obligations regarding confidential information
12. Dispute Resolution: Sets out the process for resolving disputes between parties
13. General Provisions: Contains standard boilerplate clauses including notices, amendments, and governing law
1. Anti-Dilution Rights: Protection mechanisms for investors against future dilution of their investment - used in cases where future capital raising is anticipated
2. Information Rights: Specific rights regarding access to company information and reporting - typically included for minority investors
3. Conversion Rights: Terms for converting different classes of securities - relevant for convertible investments
4. Tag-Along Rights: Right to join in sale of shares by other investors - important for minority investor protection
5. Drag-Along Rights: Right to force other shareholders to join in sale - typically included for majority investors
6. Dividend Policy: Specific terms regarding dividend distributions - included when regular distributions are anticipated
7. Non-Compete and Non-Solicitation: Restrictions on competitive activities - relevant when investors have access to sensitive information
8. Intellectual Property Rights: Specific provisions regarding IP ownership and usage - important for technology or IP-heavy investments
1. Schedule 1: Investment Details: Detailed breakdown of investment amount, valuation, and ownership structure
2. Schedule 2: Company Information: Key company details including corporate structure, subsidiaries, and material contracts
3. Schedule 3: Warranties: Comprehensive list of warranties given by the company and existing shareholders
4. Schedule 4: Reserved Matters: List of decisions requiring investor approval
5. Schedule 5: Business Plan: Detailed business plan and financial projections
6. Schedule 6: Key Personnel: Details of key management and their service agreements
7. Appendix A: Share Capital Table: Pre and post-investment capitalization table
8. Appendix B: Required Regulatory Approvals: List of regulatory approvals required (if any) and their status
Authors
Board
Business
Business Day
Business Plan
Completion
Completion Date
Conditions Precedent
Confidential Information
Constitution
Director
Encumbrance
Event of Default
Financial Year
GAAP
Initial Investment
Investment Amount
Investor Director
Key Personnel
Material Adverse Change
Material Contract
NZX
Ordinary Shares
Parties
Permitted Transferee
Pre-emptive Rights
Related Company
Reserved Matters
Securities
Shareholders
Shareholders' Agreement
Subscription Price
Subsidiary
Tag-Along Rights
Drag-Along Rights
Transaction Documents
Transfer
Warranties
Working Day
Subscription for Shares
Investment Terms
Conditions Precedent
Completion
Warranties and Representations
Pre-emptive Rights
Share Transfer Restrictions
Tag-Along Rights
Drag-Along Rights
Board Composition
Reserved Matters
Information Rights
Anti-dilution Protection
Confidentiality
Non-Competition
Non-Solicitation
Dividend Policy
Exit Rights
Default
Termination
Dispute Resolution
Governing Law
Assignment
Notices
Further Assurance
Costs
Severability
Entire Agreement
Amendment
Force Majeure
Counterparts
Technology and Software
Real Estate
Manufacturing
Financial Services
Healthcare
Renewable Energy
Agriculture
Retail
Education
Infrastructure
Mining and Resources
Professional Services
Tourism and Hospitality
Media and Entertainment
Legal
Finance
Corporate Development
Investment
Compliance
Risk Management
Executive Leadership
Board of Directors
Corporate Secretariat
Treasury
Mergers and Acquisitions
Chief Executive Officer
Chief Financial Officer
Investment Manager
Legal Counsel
Corporate Lawyer
Investment Analyst
Business Development Manager
Company Director
Company Secretary
Finance Director
Venture Capital Partner
Private Equity Manager
Risk Manager
Compliance Officer
Corporate Development Manager
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