Audit Program And Audit Plan Template for India

1. Industry-Specific Considerations: Additional procedures and considerations specific to the client's industry, used when the client operates in a specialized sector

2. IT Audit Procedures: Specific procedures for evaluating IT systems and controls, included when the client has significant IT dependencies

3. Group Audit Considerations: Additional procedures for group audits, used when auditing a parent company with subsidiaries

4. Regulatory Compliance Procedures: Specific procedures for regulatory compliance, included for regulated industries

5. Foreign Operations Review: Procedures for reviewing foreign operations, included when client has international operations

6. Special Purpose Procedures: Additional procedures for specific requirements or special purpose audits

1. Schedule A: Audit Timeline: Detailed timeline with specific dates for each audit phase and deliverable

2. Schedule B: Team Structure: Detailed organization chart with team members, roles, and contact information

3. Schedule C: Risk Assessment Matrix: Detailed risk assessment worksheet with risk ratings and planned responses

4. Schedule D: Audit Programs by Area: Detailed audit programs for each significant account or process area

5. Appendix 1: Internal Control Questionnaires: Standard internal control questionnaires to be used during the audit

6. Appendix 2: Sampling Methodology: Detailed sampling approaches and sample size calculations

7. Appendix 3: Document Request List: Comprehensive list of documents required from the client

8. Appendix 4: Communication Protocol: Guidelines for communication with client management and those charged with governance