Sub Advisor Agreement Template for Germany

1. Cross-Border Services: Required when sub-advisor provides services across multiple jurisdictions, addressing additional regulatory requirements

2. Delegation: Needed when sub-advisor may delegate certain functions to third parties

3. Investment Restrictions: Specific investment limitations or restrictions beyond standard regulatory requirements

4. Performance Reporting: Detailed performance calculation and reporting requirements if specific methods are required

5. Intellectual Property: Required when proprietary investment methods or technology are involved

6. Business Continuity: Detailed disaster recovery and business continuity requirements if not covered in schedules

7. ESG Considerations: Required when environmental, social, and governance factors are part of the investment strategy

1. Schedule A - Investment Guidelines: Detailed investment objectives, strategies, and restrictions

2. Schedule B - Fee Schedule: Detailed breakdown of fees, calculation methods, and payment terms

3. Schedule C - Service Level Agreement: Specific performance metrics, reporting requirements, and service standards

4. Schedule D - Compliance Procedures: Detailed compliance requirements and procedures

5. Schedule E - Data Protection Protocol: Specific procedures for handling personal data under GDPR

6. Appendix 1 - Required Regulatory Disclosures: Mandatory disclosures under German financial regulations

7. Appendix 2 - Key Personnel: List of key personnel responsible for providing sub-advisory services

8. Appendix 3 - Risk Management Procedures: Detailed risk management and monitoring procedures