Financial Advisor Independent Contractor Agreement Template for Canada

1. Non-Competition: Restrictions on competing activities - optional based on jurisdiction as some provinces have limitations on non-compete clauses

2. Use of Firm Resources: Terms for using firm's facilities, equipment, and support staff - include if advisor will have access to firm resources

3. Marketing and Branding: Guidelines for using firm's brand and marketing materials - include if advisor will conduct marketing activities

4. Succession Planning: Terms for transitioning clients upon retirement or departure - include for established advisors with significant book of business

5. Training and Development: Requirements for ongoing professional development - include if firm provides training support

6. Client Fee Structure: Detailed client billing arrangements - include if advisor has flexibility in fee arrangements

7. Outside Business Activities: Terms governing other business activities - include if advisor maintains other professional roles

1. Schedule A - Compensation Structure: Detailed breakdown of commission splits, fee arrangements, and bonus structures

2. Schedule B - Approved Services: Comprehensive list of financial advisory services the contractor is authorized to provide

3. Schedule C - Compliance Manual Acknowledgment: Firm's compliance policies and procedures that the advisor must follow

4. Schedule D - Technology and Systems Access: Terms of use for firm's technological resources and systems

5. Schedule E - Insurance Requirements: Specific insurance coverage types and amounts required

6. Appendix 1 - Required Licenses and Registrations: List of mandatory professional licenses and registrations

7. Appendix 2 - Client Transfer Procedures: Process for transitioning clients upon termination of agreement