Document background
The Compliance Risk Assessment Questionnaire serves as a critical tool for organizations operating in Canada to evaluate their compliance posture across multiple regulatory frameworks. This document is typically used during annual compliance reviews, before major organizational changes, or when establishing new compliance programs. It includes comprehensive sections covering various aspects of Canadian federal and provincial regulations, including privacy laws, anti-money laundering requirements, environmental regulations, and workplace safety standards. The questionnaire helps organizations identify potential compliance gaps, assess risk levels, and develop appropriate mitigation strategies. It is designed to be adaptable to different organizational sizes and sectors while maintaining alignment with Canadian regulatory requirements and industry best practices.
