Warrant Subscription Agreement Template for Australia

Create a bespoke document in minutes,  or upload and review your own.

4.6 / 5
4.8 / 5

Let's create your Warrant Subscription Agreement

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Get your first 2 documents free

Your data doesn't train Genie's AI

You keep IP ownership of your information

Key Requirements PROMPT example:

Warrant Subscription Agreement

"I need a Warrant Subscription Agreement for our Australian tech startup issuing warrants to a venture capital investor, with anti-dilution protection and a 5-year exercise period ending March 2025, covering 500,000 warrants at an exercise price of AUD 2.50 per share."

Document background
The Warrant Subscription Agreement is a key document in Australian corporate finance, typically used when companies seek to provide investors with future equity participation rights while raising immediate capital. This agreement is commonly utilized in private equity investments, venture capital rounds, or as part of broader financing arrangements. The document details the terms under which warrants are issued, including the number of warrants, exercise price, exercise period, and adjustment mechanisms for corporate actions. It ensures compliance with Australian securities laws and regulations, particularly the Corporations Act 2001 and ASIC guidelines. The agreement is essential for both companies looking to provide additional investment incentives and investors seeking potential upside in their investments through future equity participation.
Suggested Sections

1. Parties: Identification of the issuing company and the warrant holder(s)

2. Background: Context of the warrant issuance, including any related transactions or arrangements

3. Definitions and Interpretation: Key terms used throughout the agreement and rules for interpretation

4. Issue of Warrants: Terms of warrant issuance, including number, class, and issue date

5. Subscription Rights: Details of the right to subscribe for shares, including subscription price and ratio

6. Exercise Period and Process: Timeframe and mechanics for exercising warrants

7. Payment Provisions: Terms for payment of the subscription price upon exercise

8. Adjustments: Mechanisms for adjusting warrant terms in response to corporate actions

9. Representations and Warranties: Standard representations by both parties regarding capacity and authority

10. Transferability: Rules governing the transfer of warrants to third parties

11. Notices: Communication requirements and contact details

12. General Provisions: Standard boilerplate clauses including governing law, jurisdiction, and amendments

13. Execution: Signature blocks and execution requirements

Optional Sections

1. Tag-Along Rights: Include when warrant holders are to have the right to participate in sales of shares by major shareholders

2. Anti-Dilution Protection: Include when additional protection against dilution beyond standard adjustments is required

3. Registration Rights: Include for private companies that may go public, giving warrant holders rights to register their shares

4. Board Observer Rights: Include when warrant holders are to have the right to appoint board observers

5. Information Rights: Include when warrant holders are to receive specific company information beyond statutory requirements

6. Put Option: Include when warrant holders have the right to sell warrants back to the company

7. Confidentiality: Include when specific confidentiality provisions are needed beyond general provisions

Suggested Schedules

1. Warrant Certificate: Form of warrant certificate to be issued

2. Exercise Notice: Form of notice to be used when exercising warrants

3. Deed of Adherence: Form of deed for new warrant holders to accede to the agreement

4. Adjustment Examples: Detailed examples of how adjustments will be calculated

5. Company Information: Key details about the company's share capital and structure

6. Subscription Price Calculation: Detailed methodology for calculating the subscription price

7. Transfer Notice: Form of notice for transferring warrants to third parties

Authors

Alex Denne

Head of Growth (Open Source Law) @ Genie AI | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions
Clauses
Relevant Industries

Financial Services

Technology

Mining and Resources

Healthcare and Biotechnology

Real Estate

Infrastructure

Renewable Energy

Manufacturing

Retail

Professional Services

Relevant Teams

Legal

Finance

Corporate Development

Treasury

Compliance

Board of Directors

Company Secretariat

Risk Management

Investment Relations

Executive Leadership

Relevant Roles

Chief Financial Officer

General Counsel

Corporate Lawyer

Investment Manager

Private Equity Manager

Venture Capital Partner

Company Secretary

Financial Controller

Chief Executive Officer

Investment Banker

Corporate Finance Manager

Legal Counsel

Compliance Officer

Board Director

Treasury Manager

Industries
Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Warrant Subscription Agreement

An Australian law-governed agreement setting out terms for warrant subscription and exercise rights, including share purchase conditions and investor protections.

find out more

Download our whitepaper on the future of AI in Legal

By providing your email address you are consenting to our Privacy Notice.
Thank you for downloading our whitepaper. This should arrive in your inbox shortly. In the meantime, why not jump straight to a section that interests you here: https://www.genieai.co/our-research
Oops! Something went wrong while submitting the form.

Genie’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; Genie’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

Our bank-grade security infrastructure undergoes regular external audits

We are ISO27001 certified, so your data is secure

Organizational security

You retain IP ownership of your documents

You have full control over your data and who gets to see it

Innovation in privacy:

Genie partnered with the Computational Privacy Department at Imperial College London

Together, we ran a £1 million research project on privacy and anonymity in legal contracts

Want to know more?

Visit our Trust Centre for more details and real-time security updates.