Sub Advisory Agreement Template for Australia

1. Delegation and Sub-Contracting: Required if the sub-advisor may delegate any functions to third parties

2. Cross-Border Provisions: Needed when services involve multiple jurisdictions or offshore elements

3. Service Level Agreement: Optional section detailing specific performance metrics and service levels

4. Business Continuity: Detailed business continuity requirements if not covered in schedules

5. ESG Investment Considerations: Required if environmental, social, and governance factors are part of the investment mandate

6. Custody Arrangements: Needed if the sub-advisor has any involvement with custody arrangements

7. Performance Fee Provisions: Required if performance-based fees are part of the compensation structure

8. Soft Dollar Arrangements: Needed if soft dollar arrangements are permitted and regulated

9. Marketing and Branding: Required if the sub-advisor has any marketing or branding rights

1. Schedule 1 - Investment Mandates: Detailed investment strategies, objectives, and restrictions for each mandate

2. Schedule 2 - Fee Schedule: Detailed fee calculations, including any performance fees and expenses

3. Schedule 3 - Service Requirements: Specific service requirements, deliverables, and timeframes

4. Schedule 4 - Reporting Requirements: Templates and specifications for required reports

5. Schedule 5 - Key Personnel: List of key personnel responsible for providing services

6. Schedule 6 - Operational Procedures: Detailed operational procedures and workflows

7. Appendix A - Compliance Requirements: Specific compliance obligations and procedures

8. Appendix B - Risk Management Framework: Detailed risk management procedures and controls

9. Appendix C - Business Continuity Plan: Overview of business continuity and disaster recovery procedures

10. Appendix D - Data Protection Protocol: Detailed data protection and privacy procedures