All Countries
Capital Markets
Confidential Investment Memorandum

Confidential Investment Memorandum Template for United Arab Emirates

Create a bespoke document in minutes,  or upload and review your own.

4.6 / 5
4.8 / 5

Let's create your Confidential Investment Memorandum

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Get your first 2 documents free

Your data doesn't train Genie's AI

You keep IP ownership of your information

Key Requirements PROMPT example:

Confidential Investment Memorandum

"I need a Confidential Investment Memorandum for a UAE-based technology startup seeking Series B funding of USD 20 million, targeting institutional investors and venture capital firms, with a focus on AI and machine learning capabilities."

Celebrated by
Collaborations with
Investors
Document background
The Confidential Investment Memorandum is a crucial document used in the UAE investment landscape when seeking to raise capital or sell business interests. It is typically employed when a company or project requires substantial investment, whether through private placement, venture capital, or strategic partnerships. The document must comply with UAE Federal Law No. 32 of 2021 and SCA regulations, particularly regarding securities offerings and investor protection. The memorandum contains comprehensive information about the investment opportunity, including business plans, financial projections, risk factors, and market analysis, while maintaining strict confidentiality provisions. It serves as the primary source of information for potential investors to evaluate the opportunity and make informed investment decisions within the UAE legal framework.
Suggested Sections

1. Important Notice and Disclaimer: Legal disclaimers, confidentiality obligations, and regulatory notices including SCA compliance statements

2. Executive Summary: Overview of the investment opportunity, key highlights, and basic terms

3. Investment Highlights: Key attractive features of the investment opportunity and value proposition

4. Market Overview: Analysis of relevant market conditions, trends, and opportunities

5. Business Description: Detailed description of the business, operations, and strategy

6. Management Team: Profiles of key management personnel and their experience

7. Financial Information: Historical financial performance and projections

8. Investment Structure: Details of the proposed investment structure, including legal and corporate arrangements

9. Risk Factors: Comprehensive disclosure of potential risks associated with the investment

10. Terms of the Offering: Detailed terms and conditions of the investment opportunity

11. Legal and Regulatory Matters: Relevant legal and regulatory considerations including UAE law compliance

12. Tax Considerations: Overview of relevant tax implications in the UAE and other applicable jurisdictions

Optional Sections

1. Industry Analysis: In-depth analysis of the specific industry sector, used when the investment is in a specialized or complex industry

2. Competitive Analysis: Detailed analysis of competitors and market positioning, included when competitive advantage is a key selling point

3. Environmental, Social and Governance (ESG): ESG considerations and compliance, included when targeting investors with ESG requirements

4. Exit Strategy: Potential exit routes and timelines, included for private equity or venture capital investments

5. Use of Proceeds: Detailed breakdown of how investment funds will be used, included when raising new capital

6. Technical Information: Detailed technical specifications or operations information, included for technology or industrial investments

7. Track Record: Historical investment or business performance details, included when there is significant operating history

Suggested Schedules

1. Financial Statements: Detailed historical financial statements and notes

2. Financial Projections: Detailed financial forecasts and assumptions

3. Corporate Structure Chart: Diagram showing corporate and ownership structure

4. Key Agreements: Summaries of material contracts and agreements

5. Management CVs: Detailed biographies of key management personnel

6. Market Research Reports: Third-party market research and analysis

7. Valuation Report: Independent valuation analysis if available

8. Legal Due Diligence Report: Summary of legal due diligence findings

9. Subscription Documents: Forms and documents required for investment subscription

Authors

Alex Denne

Head of Growth (Open Source Law) @ Genie AI | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Linkedin in social icon imageX social icon image
alex.den.21@genieai.co
Relevant legal definitions
Affiliate
Agreement
AML Regulations
Business Day
Board
Company
Confidential Information
Consideration
Due Diligence
Directors
EBITDA
Exit Event
Financial Statements
Financial Year
Investment Amount
Investment Period
Investor
Issuer
Material Adverse Change
Memorandum
Minimum Investment
Net Asset Value
Offering
Private Placement
Proceeds
Professional Investor
Project
Regulatory Authority
Securities
SCA
Shareholder
Subscription Agreement
Target Company
Transaction
Transfer
UAE
Valuation
Voting Rights
Working Capital
Clauses
Confidentiality
Non-Disclosure
Investment Terms
Risk Factors
Subscription Rights
Transfer Restrictions
Regulatory Compliance
Securities Laws Compliance
Use of Proceeds
Investment Process
Due Diligence
Financial Information
Management Rights
Corporate Governance
Exit Rights
Representations and Warranties
Disclaimers
Jurisdiction
Governing Law
Dispute Resolution
Anti-Money Laundering
Information Rights
Amendment Rights
Termination
Notices
Distribution Policy
Redemption Rights
Indemnification
Valuation Methodology
Fees and Expenses
Relevant Industries

Real Estate & Construction

Technology & Digital

Financial Services

Healthcare & Pharmaceuticals

Energy & Utilities

Manufacturing & Industrial

Retail & Consumer

Hospitality & Tourism

Transportation & Logistics

Education

Media & Entertainment

Islamic Finance

Free Zone Operations

Relevant Teams

Legal

Finance

Investment

Compliance

Corporate Development

Strategy

Risk Management

Business Development

Executive Management

Board of Directors

Corporate Finance

Mergers & Acquisitions

Relevant Roles

Chief Executive Officer

Chief Financial Officer

Chief Investment Officer

Investment Director

Legal Counsel

Compliance Officer

Investment Banker

Private Equity Manager

Venture Capital Manager

Financial Advisor

Corporate Finance Manager

Business Development Director

Strategy Director

Risk Manager

Board Member

Managing Partner

Investment Committee Member

Industries
UAE Federal Law No. 32 of 2021 (Companies Law): The primary legislation governing commercial companies in the UAE, which provides the legal framework for corporate structures and investments
SCA Decision No. (3/R.M) of 2017: Regulates the promotion and introduction of financial products, including requirements for investment memoranda and their content
UAE Federal Decree-Law No. 20 of 2018 (Anti-Money Laundering Law): Provides regulations regarding anti-money laundering and combating the financing of terrorism, which must be considered in investment documentation
DIFC Law No. 1 of 2012: If the investment involves DIFC entities, this law governs confidentiality and data protection obligations
UAE Federal Decree-Law No. 45 of 2021 (Data Protection Law): Governs the protection of personal data and privacy rights, relevant for confidentiality provisions
UAE Federal Law No. 4 of 2000 (Securities Law): Regulates securities and commodity markets in the UAE, including disclosure requirements and investor protection
Central Bank Law - Federal Law No. 14 of 2018: Relevant for any banking or financial aspects of the investment, including regulations on financial services
UAE Civil Code (Federal Law No. 5 of 1985): Contains general principles of contract law and confidentiality obligations that apply to commercial relationships
Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Private Equity Fund Offering Memorandum

A UAE-compliant offering document that details the terms, structure, and operations of a private equity fund, meeting SCA and relevant free zone requirements.

find out more

Product Placement Memorandum

A UAE-law governed agreement specifying terms and conditions for product placement in media content, ensuring compliance with local advertising and media regulations.

find out more

Confidential Offering Memorandum

A UAE-compliant confidential document detailing a private investment opportunity, including company information and offering terms, subject to SCA regulations.

find out more

Tender Offer Memorandum

A UAE-compliant document detailing the terms and conditions of a public tender offer to acquire shares in a target company, subject to SCA regulations.

find out more

Private Offering Memorandum

A UAE-compliant disclosure document for private securities offerings to qualified investors, governed by UAE Federal Law and SCA regulations.

find out more

Preliminary Offering Memorandum

A preliminary disclosure document for securities offerings in the UAE, providing key information about the issuer and the proposed offering in compliance with SCA regulations.

find out more

Preliminary Investment Memorandum

A UAE-compliant preliminary document outlining an investment opportunity, including business details, financials, and risk factors for potential investors.

find out more

Confidential Private Placement Memorandum

A confidential offering document used in the UAE for private securities placements to qualified investors, complying with SCA regulations and UAE Federal securities laws.

find out more

Confidential Investment Memorandum

A UAE law-governed confidential document outlining an investment opportunity, including detailed company information, financials, and investment terms for potential investors.

find out more

Bond Memorandum

A UAE-compliant legal document outlining the terms, conditions, and key information for a bond offering, prepared in accordance with SCA requirements.

find out more

Offering Memorandum Private Equity

A UAE-compliant legal document outlining the terms, structure, and investment strategy of a private equity fund offering for potential investors.

find out more

Bond Offering Memorandum

A comprehensive legal document for bond issuance in the UAE, detailing terms and conditions while complying with SCA regulations and UAE Federal laws.

find out more

Investment Memorandum Private Equity

A UAE-compliant offering document outlining private equity investment terms, strategy, and regulatory requirements for potential investors under UAE law.

find out more

Download our whitepaper on the future of AI in Legal

By providing your email address you are consenting to our Privacy Notice.
Thank you for downloading our whitepaper. This should arrive in your inbox shortly. In the meantime, why not jump straight to a section that interests you here: https://www.genieai.co/our-research
Oops! Something went wrong while submitting the form.

Genie’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; Genie’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

Our bank-grade security infrastructure undergoes regular external audits

We are ISO27001 certified, so your data is secure

Organizational security

You retain IP ownership of your documents

You have full control over your data and who gets to see it

Innovation in privacy:

Genie partnered with the Computational Privacy Department at Imperial College London

Together, we ran a £1 million research project on privacy and anonymity in legal contracts

Want to know more?

Visit our Trust Centre for more details and real-time security updates.

Read our Privacy Policy.